Filing Details
- Accession Number:
- 0001144354-12-000076
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-05-09 15:24:03
- Reporting Period:
- 2012-05-03
- Filing Date:
- 2012-05-09
- Accepted Time:
- 2012-05-09 15:24:03
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1144354 | Heartland Payment Systems Inc | HPY | Services-Business Services, Nec (7389) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1332508 | F George Raymond | C/O Heartland Payment Systems, Inc. 90 Nassau Street Princeton NJ 08542 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.001 Per Share | Acquisiton | 2012-05-03 | 3,198 | $0.00 | 9,198 | No | 4 | J | Direct | |
Common Stock, Par Value $0.001 Per Share | Disposition | 2012-05-03 | 1,008 | $32.42 | 8,190 | No | 4 | F | Direct | |
Common Stock, Par Value $0.001 Per Share | Disposition | 2012-05-07 | 2,190 | $30.76 | 6,000 | No | 4 | S | Direct | |
Common Stock, Par Value $0.001 Per Share | Acquisiton | 2012-05-09 | 5,000 | $27.40 | 11,000 | No | 4 | M | Direct | |
Common Stock, Par Value $0.001 Per Share | Disposition | 2012-05-09 | 5,000 | $30.33 | 6,000 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | J | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Unit | Acquisiton | 2012-05-04 | 2,426 | $0.00 | 2,426 | $0.00 |
Common Stock | Stock Option (right to buy) | Disposition | 2012-05-09 | 5,000 | $27.40 | 5,000 | $27.40 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
2,426 | No | 4 | A | Direct | ||
0 | 2007-12-20 | 2012-12-20 | No | 4 | M | Direct |
Footnotes
- Shares acquired upon vesting of restricted stock units granted to the reporting person on December 21, 2011 and reported on a Form 4 filed on December 22, 2011.
- The reporting person reported all restricted stock units granted to the reporting person on December 21, 2011 in Table I of the Form 4 filed on December 22, 2011. As such, no adjustment to the reporting person's beneficial ownership needs to be made to reflect this vesting event.
- Shares were withheld from the reporting person, in an exempt transaction under Rule 16b-3, solely to satisfy tax obligations arising from the vesting of the restricted stock described in this Form 4.
- This price is the weighted average price of the 2,190 shares of Heartland Payment Systems, Inc.'s (the "Issuer") common stock sold. The prices actually paid for the shares of the Issuer's common stock sold ranged from $30.75 to $30.78. The reporting person will provide to the Issuer, any security holder of the Issuer or the SEC Staff, upon request, information regarding the number of shares sold at each price within the range of prices actually paid.
- This price is the weighted average price of the 5,000 shares of the Issuer's common stock sold. The prices actually paid for the shares of the Issuer's common stock sold ranged from $30.31 to $30.43. The reporting person will provide to the Issuer, any security holder of the Issuer or the SEC Staff, upon request, information regarding the number of shares sold at each price within the range of prices actually paid.
- Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
- The restricted stock units vest upon the earlier of: (i) May 4, 2013 and (ii) the first business day preceding the date of the Issuer's 2013 annual meeting of stockholders, so long as the reporting person remains in Continuous Service (as such term is defined in the Issuer's 2008 Equity Incentive Plan, as amended and restated)