Filing Details
- Accession Number:
- 0001144204-12-026943
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-05-08 19:56:13
- Reporting Period:
- 2012-05-08
- Filing Date:
- 2012-05-08
- Accepted Time:
- 2012-05-08 19:56:13
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
910322 | Astoria Financial Corp | AF | Savings Institution, Federally Chartered (6035) | 113170868 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1271181 | T Gary Mccann | One Astoria Federal Plaza Lake Success NY US 11042 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2012-05-08 | 37,334 | $9.27 | 27,634 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 46,104 | Indirect | ESOP |
Common Stock | 1,620 | Indirect | 401(k) |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Incentive Stock Option | $18.00 | 2006-01-10 | 2012-07-30 | 5,554 | 5,554 | Direct |
Common Stock | Non-Statutory Stock Option | $18.00 | 2006-01-10 | 2012-07-30 | 43,946 | 43,946 | Direct |
Common Stock | Non-Statutory Stock Option | $24.40 | 2005-12-22 | 2012-07-30 | 4,098 | 4,098 | Direct |
Common Stock | Non-Statutory Stock Option | $24.40 | 2005-12-22 | 2012-07-30 | 52,152 | 52,152 | Direct |
Common Stock | Non-Statutory Stock Option | $26.63 | 2005-12-22 | 2012-07-30 | 3,754 | 3,754 | Direct |
Common Stock | Non-Statutory Stock Option | $26.63 | 2005-12-22 | 2012-07-30 | 86,246 | 86,246 | Direct |
Common Stock | Non-Statutory Stock Option | $29.02 | 2009-01-09 | 2012-07-30 | 84,000 | 84,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2012-07-30 | 5,554 | 5,554 | Direct |
2012-07-30 | 43,946 | 43,946 | Direct |
2012-07-30 | 4,098 | 4,098 | Direct |
2012-07-30 | 52,152 | 52,152 | Direct |
2012-07-30 | 3,754 | 3,754 | Direct |
2012-07-30 | 86,246 | 86,246 | Direct |
2012-07-30 | 84,000 | 84,000 | Direct |
Footnotes
- Represents shares allocated to Mr. McCann's account under the Astoria Federal Savings and Loan Association Employee Stock Ownership Plan ("ESOP') as of March 31, 2012 and held in the ESOP Trust.
- Represents shares held in the Employer Stock Fund of the Astoria Incentive Savings plan ("401(k) Plan") for the account of Mr. McCann as of March 31, 2012. Shares are held in the 401(k) Plan Trust.
- Options were granted pursuant to the 1999 Stock Option Plan for Officers and Employees of Astoria Financial Corporation, or the 1999 Plan.
- Options were granted pursuant to the 2003 Stock Option Plan for Officers and Employees of Astoria Financial Corporation, or the 2003 Plan.
- Options were granted pursuant to the 2005 Stock Incentive Plan for Officers and Employees of Astoria Financial Corporation, or the 2005 Plan.