Filing Details

Accession Number:
0001144204-12-026943
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-05-08 19:56:13
Reporting Period:
2012-05-08
Filing Date:
2012-05-08
Accepted Time:
2012-05-08 19:56:13
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
910322 Astoria Financial Corp AF Savings Institution, Federally Chartered (6035) 113170868
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1271181 T Gary Mccann One Astoria Federal Plaza
Lake Success NY US 11042
Executive Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2012-05-08 37,334 $9.27 27,634 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 46,104 Indirect ESOP
Common Stock 1,620 Indirect 401(k)
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Incentive Stock Option $18.00 2006-01-10 2012-07-30 5,554 5,554 Direct
Common Stock Non-Statutory Stock Option $18.00 2006-01-10 2012-07-30 43,946 43,946 Direct
Common Stock Non-Statutory Stock Option $24.40 2005-12-22 2012-07-30 4,098 4,098 Direct
Common Stock Non-Statutory Stock Option $24.40 2005-12-22 2012-07-30 52,152 52,152 Direct
Common Stock Non-Statutory Stock Option $26.63 2005-12-22 2012-07-30 3,754 3,754 Direct
Common Stock Non-Statutory Stock Option $26.63 2005-12-22 2012-07-30 86,246 86,246 Direct
Common Stock Non-Statutory Stock Option $29.02 2009-01-09 2012-07-30 84,000 84,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2012-07-30 5,554 5,554 Direct
2012-07-30 43,946 43,946 Direct
2012-07-30 4,098 4,098 Direct
2012-07-30 52,152 52,152 Direct
2012-07-30 3,754 3,754 Direct
2012-07-30 86,246 86,246 Direct
2012-07-30 84,000 84,000 Direct
Footnotes
  1. Represents shares allocated to Mr. McCann's account under the Astoria Federal Savings and Loan Association Employee Stock Ownership Plan ("ESOP') as of March 31, 2012 and held in the ESOP Trust.
  2. Represents shares held in the Employer Stock Fund of the Astoria Incentive Savings plan ("401(k) Plan") for the account of Mr. McCann as of March 31, 2012. Shares are held in the 401(k) Plan Trust.
  3. Options were granted pursuant to the 1999 Stock Option Plan for Officers and Employees of Astoria Financial Corporation, or the 1999 Plan.
  4. Options were granted pursuant to the 2003 Stock Option Plan for Officers and Employees of Astoria Financial Corporation, or the 2003 Plan.
  5. Options were granted pursuant to the 2005 Stock Incentive Plan for Officers and Employees of Astoria Financial Corporation, or the 2005 Plan.