Filing Details
- Accession Number:
- 0001233351-12-000013
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-05-08 19:41:34
- Reporting Period:
- 2012-04-24
- Filing Date:
- 2012-05-08
- Accepted Time:
- 2012-05-08 19:41:34
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1018164 | Willis Lease Finance Corp | WLFC | Wholesale-Machinery, Equipment & Supplies (5080) | 680070656 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1033309 | Iv F Charles Willis | 773 San Marin Drive Suite 2215 Novato CA 94998 | Ceo | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-04-24 | 6,496 | $5.01 | 727,444 | No | 5 | M | Direct | |
| Common Stock | Disposition | 2012-04-24 | 6,496 | $12.98 | 720,948 | No | 5 | S | Direct | |
| Common Stock | Acquisiton | 2012-04-25 | 8,074 | $5.01 | 729,022 | No | 5 | M | Direct | |
| Common Stock | Disposition | 2012-04-25 | 8,074 | $13.04 | 720,948 | No | 5 | S | Direct | |
| Common Stock | Acquisiton | 2012-04-26 | 3,169 | $5.01 | 724,117 | No | 5 | M | Direct | |
| Common Stock | Disposition | 2012-04-26 | 3,169 | $13.07 | 720,948 | No | 5 | S | Direct | |
| Common Stock | Acquisiton | 2012-04-27 | 1,746 | $5.01 | 722,694 | No | 5 | M | Direct | |
| Common Stock | Disposition | 2012-04-27 | 1,746 | $13.01 | 720,948 | No | 5 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | M | Direct | |
| No | 5 | S | Direct | |
| No | 5 | M | Direct | |
| No | 5 | S | Direct | |
| No | 5 | M | Direct | |
| No | 5 | S | Direct | |
| No | 5 | M | Direct | |
| No | 5 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-qualified Stock Option | Disposition | 2012-04-24 | 6,496 | $12.98 | 6,496 | $5.01 |
| Common Stock | Non-qualified Stock Option | Disposition | 2012-04-25 | 8,074 | $13.04 | 8,047 | $5.01 |
| Common Stock | Non-qualified Stock Option | Disposition | 2012-04-26 | 262 | $13.07 | 262 | $5.01 |
| Common Stock | Non-qualified Stock Option | Disposition | 2012-04-26 | 2,907 | $13.07 | 2,907 | $5.01 |
| Common Stock | Non-qualified Stock Option | Disposition | 2012-04-27 | 1,746 | $13.01 | 1,746 | $5.01 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 25,876 | 2006-03-03 | 2013-03-03 | No | 5 | M | Direct |
| 17,802 | 2006-03-03 | 2013-03-03 | No | 5 | M | Direct |
| 17,540 | 2006-03-03 | 2013-03-03 | No | 5 | M | Direct |
| 14,633 | 2007-03-03 | 2013-03-03 | No | 5 | M | Direct |
| 12,887 | 2007-03-03 | 2013-03-03 | No | 5 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 2,196,447 | Indirect | CFW Partners |
| Common Stock | 4,489 | Indirect | Son |
| Common Stock | 4,489 | Indirect | Daughter |
Footnotes
- Shares acquired and sold pursuant to a 10b5-1 plan.
- This transaction was executed in multiple trades at prices ranging from $12.945 to $13.01. The price report above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $13.00 to $13.09. The price report above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $13.00 to $13.11. The price report above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $12.90 to $13.07. The price report above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- Charles F. Willis V Trust
- JTWROS
Billionaire Hedge Funds
