Filing Details

Accession Number:
0001144204-12-026935
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-05-08 19:00:18
Reporting Period:
2012-05-04
Filing Date:
2012-05-08
Accepted Time:
2012-05-08 19:00:18
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1131324 Genomic Health Inc GHDX Services-Medical Laboratories (8071) 770552594
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1087939 Julian Baker 667 Madison Avenue, 21St Floor
New York NY US 10065
Yes No Yes No
1087940 Felix Baker 667 Madison Avenue, 21St Floor
New York NY US 10065
Yes No Yes No
1263508 Baker Bros Advisors Llc 667 Madison Avenue 21St Floor
New York NY US 10065
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-05-04 1,305 $28.03 1,486,282 No 4 P Indirect See Footnote
Common Stock Acquisiton 2012-05-04 514 $27.99 1,486,796 No 4 P Indirect See Footnote
Common Stock Acquisiton 2012-05-04 7 $28.00 1,486,803 No 4 P Indirect See Footnote
Common Stock Acquisiton 2012-05-04 35,727 $28.03 8,291,148 No 4 P Indirect See Footnote
Common Stock Acquisiton 2012-05-04 14,078 $27.99 8,305,226 No 4 P Indirect See Footnote
Common Stock Acquisiton 2012-05-04 188 $28.00 8,305,414 No 4 P Indirect See Footnote
Common Stock Acquisiton 2012-05-04 935 $28.03 228,775 No 4 P Indirect See Footnote
Common Stock Acquisiton 2012-05-04 369 $27.99 229,144 No 4 P Indirect See Footnote
Common Stock Acquisiton 2012-05-04 5 $28.00 229,149 No 4 P Indirect See Footnote
Common Stock Acquisiton 2012-05-07 1,014 $28.25 1,487,817 No 4 P Indirect See Footnote
Common Stock Acquisiton 2012-05-07 722 $28.28 1,488,539 No 4 P Indirect See Footnote
Common Stock Acquisiton 2012-05-07 31,273 $28.25 8,336,687 No 4 P Indirect See Footnote
Common Stock Acquisiton 2012-05-07 22,241 $28.28 8,358,928 No 4 P Indirect See Footnote
Common Stock Acquisiton 2012-05-07 754 $28.25 229,903 No 4 P Indirect See Footnote
Common Stock Acquisiton 2012-05-07 536 $28.28 230,439 No 4 P Indirect See Footnote
Common Stock Acquisiton 2012-05-08 7,124 $28.41 8,366,052 No 4 P Indirect See Footnote
Common Stock Acquisiton 2012-05-08 72,073 $28.90 8,438,125 No 4 P Indirect See Footnote
Common Stock Acquisiton 2012-05-08 4,811 $28.50 8,442,936 No 4 P Indirect See Footnote
Common Stock Acquisiton 2012-05-08 172 $28.41 230,611 No 4 P Indirect See Footnote
Common Stock Acquisiton 2012-05-08 1,737 $28.90 232,348 No 4 P Indirect See Footnote
Common Stock Acquisiton 2012-05-08 116 $28.50 232,464 No 4 P Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 173,897 Indirect See Footnote
Common Stock 194,161 Indirect See Footnote
Common Stock 173,897 Indirect See Footnote
Common Stock 13,238 Indirect See Footnote
Footnotes
  1. Julian C. Baker and Felix J. Baker may be deemed to have an indirect pecuniary interest in 173,897 shares of Common Stock of Genomic Health, Inc. (the "Issuer") directly held by FBB Associates. Julian C. Baker and Felix J. Baker are the sole partners of FBB Associates. Julian C. Baker and Felix J. Baker disclaim beneficial ownership of the securities held directly by FBB Associates except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that either Julian C. Baker or Felix J. Baker is a beneficial owner of such securities for purposes of Section 16 or any other purpose.
  2. As a result of their ownership interest in Baker Tisch Capital (GP), LLC, Julian C. Baker and Felix J. Baker may be deemed to have an indirect pecuniary interest in 194,161 shares of Common Stock of the Issuer directly held by Baker Tisch Investments, L.P. ("Baker Tisch"), a limited partnership of which the sole general partner is Baker Tisch Capital, L.P., a limited partnership of which the sole general partner is Baker Tisch Capital (GP), LLC, due to Baker Tisch Capital L.P.'s right to receive an allocation of a portion of the profits from Baker Tisch.
  3. As a result of their ownership interest in Baker Bros. Capital (GP), LLC, Julian C. Baker and Felix J. Baker may be deemed to have an indirect pecuniary interest in 173,897 shares of Common Stock of the Issuer directly held by Baker Bros. Investments, L.P. ("Bake Bros. Investments"), a limited partnership of which the sole general partner is Baker Bros. Capital, L.P., a limited partnership of which the sole general partner is Baker Bros. Capital (GP), LLC, due to Baker Bros. Capital, L.P.'s right to receive an allocation of a portion of the profits from Baker Bros. Investments.
  4. As a result of their ownership interest in Baker Bros. Capital (GP), LLC, Julian C. Baker and Felix J. Baker may be deemed to have an indirect pecuniary interest in 13,238 shares of Common Stock of the Issuer directly held by Baker Bros. Investments II, L.P. ("Bake Bros. Investments II"), a limited partnership of which the sole general partner is Baker Bros. Capital, L.P., a limited partnership of which the sole general partner is Baker Bros. Capital (GP), LLC, due to Baker Bros. Capital, L.P.'s right to receive an allocation of a portion of the profits from Baker Bros. Investments II.
  5. The price reported in Column 4 is a weighted average price. These shares were traded in multiple transactions at prices ranging from $27.97 to $28.04, inclusive on May 4, 2012, from $28.14 to $28.35, inclusive on May 7, 2012, from $28.28 to $28.50, inclusive on May 8, 2012. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares traded at each separate price within the range set forth in footnote (5) to this Form 4. The transactions described in this footnote were executed by a different broker-dealer from those transactions described in footnotes (7) and (8).
  6. After giving effect to the transactions reported herein and as a result of their ownership interest in Baker Biotech Capital (GP), LLC, Julian C. Baker and Felix J. Baker may be deemed to have an indirect pecuniary interest in the Issuers' shares of Common Stock reported in column 5 of Table I directly held by 667, L.P. ("667"), a limited partnership of which the sole general partner is Baker Biotech Capital, L.P., a limited partnership of which the sole general partner is Baker Biotech Capital (GP), LLC, due to Baker Biotech Capital, L.P.'s right to receive an allocation of a portion of the profits from 667.
  7. The price reported in Column 4 is a weighted average price. These shares were traded in multiple transactions at prices ranging from $27.94 to $28.03, inclusive on May 4, 2012, from $27.8 to $28.5, inclusive on May 7, 2012, from $28.54 to $29.21, inclusive on May 8, 2012. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares traded at each separate price within the range set forth in footnote (7) to this Form 4. The transactions described in this footnote were executed by a different broker-dealer from those transactions described in footnotes (5) and (8).
  8. The price reported in Column 4 is a weighted average price. These shares were traded in multiple transactions at a price of $28 on May 4, 2012. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares traded at each separate price within the range set forth in footnote (8) to this Form 4. The transactions described in this footnote were executed by a different broker-dealer from those transactions described in footnotes (5) and (7).
  9. After giving effect to the transactions reported herein and as a result of their ownership interest in Baker Brothers Life Sciences Capital (GP), LLC, Julian C. Baker and Felix J. Baker may be deemed to have an indirect pecuniary interest in the Issuers' shares of Common Stock reported in column 5 of Table I directly held by Baker Brothers Life Sciences, L.P. ("Life Sciences"), a limited partnership of which the sole general partner is Baker Brothers Life Sciences Capital, L.P., a limited partnership of which the sole general partner is Baker Brothers Life Sciences Capital (GP), LLC, due to Baker Brothers Life Sciences Capital, L.P.'s right to receive an allocation of a portion of the profits from Life Sciences.
  10. After giving effect to the transactions reported herein and as a result of their ownership interest in 14159 Capital (GP), LLC, Julian C. Baker and Felix J. Baker may be deemed to have an indirect pecuniary interest in the Issuers' shares of Common Stock reported in Column 5 of Table I directly held by 14159, L.P. ("14159", and together with Baker Tisch, Baker Bros. Investments, Baker Bros. Investments II, 667 and Life Sciences, the "Funds"), a limited partnership of which the sole general partner is 14159 Capital L.P., a limited partnership of which the sole general partner is 14159 Capital (GP), LLC, due to 14159 Capital L.P.'s right to receive an allocation of a portion of the profits from 14159.
  11. Baker Bros. Advisors, LLC (the "Adviser") serves as the Investment Adviser to the Funds. In connection with the services provided by the Adviser, the Adviser receives an asset-based management fee that does not confer any pecuniary interest in the securities held by the Funds. Julian C. Baker and Felix J. Baker are principals of the Adviser. The Adviser has complete and unlimited discretion and authority with respect to the investment and voting power of the securities held by the Funds. The general partners of the Funds relinquished all discretion and authority with respect to the investment and voting power of the securities held by the Funds. Julian C. Baker, Felix J. Baker and the Adviser (the "Reporting Persons") disclaim beneficial ownership of the securities held directly by the Funds except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for purposes of Section 16 or any other purpose.
  12. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $28.48 to $28.50, inclusive on May 8, 2012. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (12) to this Form 4. The transactions described in this footnote were executed by a different broker-dealer from those transactions described in footnotes (5), (7), and (8).
  13. The aggregate indirect beneficial ownership reported on this form is 10,719,132 shares.