Filing Details

Accession Number:
0001140361-12-023699
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-05-08 17:16:42
Reporting Period:
2012-05-04
Filing Date:
2012-05-08
Accepted Time:
2012-05-08 17:16:42
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1011064 Sunrise Senior Living Inc SRZ Services-Nursing & Personal Care Facilities (8050) 541746596
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1056973 P L Capital Carlson 2100 Mckinney Ave
Ste 1800
Dallas TX 75201
No No Yes No
1404557 Asgard Investment Corp. 2100 Mckinney Avenue
Suite 1800
Dallas TX 75201
No No Yes No
1404625 Duane Clint Carlson 2100 Mckinney Avenue
Suite 1800
Dallas TX 75201
No No Yes No
1404976 Ltd Offshore Diamond Black Double 2100 Mckinney Avenue
Suite 1800
Dallas TX 75201
No No Yes No
1449554 Ltd. Offshore Value Relative Diamond Black 2100 Mckinney Avenue
Suite 1800
Dallas TX 75201
No No Yes No
1452364 Ltd. Offshore Diamond Black 2100 Mckinney Avenue
Suite 1800
Dallas TX 75201
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share (The "Common Stock") Acquisiton 2012-05-04 25,000 $6.70 8,118,053 No 4 P Indirect See footnotes
Common Stock Acquisiton 2012-05-04 75,000 $6.68 8,193,053 No 4 P Indirect See footnotes
Common Stock Acquisiton 2012-05-07 12,566 $6.78 8,205,619 No 4 P Indirect See footnotes
Common Stock Acquisiton 2012-05-07 13,918 $6.79 8,219,537 No 4 P Indirect See footnotes
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See footnotes
No 4 P Indirect See footnotes
No 4 P Indirect See footnotes
No 4 P Indirect See footnotes
Footnotes
  1. The shares of Common Stock to which this relates are held directly by Black Diamond Offshore Ltd., a Cayman Islands exempted company ("Offshore"), Double Black Diamond Offshore Ltd., a Cayman Islands exempted company ("Double Offshore"), Black Diamond Relative Value Offshore Ltd., a Cayman Islands exempted company ("Relative Value Offshore" and together with Offshore and Double Offshore, the "Funds") and three managed accounts (collectively, the "Accounts").
  2. Carlson Capital, L.P., a Delaware limited partnership ("Carlson Capital") serves as the investment manager to, and has the power to direct the affairs of, the Funds. Asgard Investment Corp., a Delaware corporation ("Asgard") serves as the indirect general partner of, and has the power to direct the affairs of, Carlson Capital. Mr. Clint D. Carlson, a U.S. citizen, serves as the president of, and has the power to direct the affairs of, Asgard and Carlson Capital. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for the purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.