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Filing Details

Accession Number:: 0001181431-12-028460
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2012-05-08 17:04:43
Reporting Period:: 2012-05-07

Filing Date:: 2012-05-08
Accepted Time:: 2012-05-08 17:04:43
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1397911	Lpl Investment Holdings Inc.	LPLA	Security & Commodity Brokers, Dealers, Exchanges & Services (6200)	203717839

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1299380	Hellman & Friedman Capital V Lp	One Maritime Plaza, 12Th Floor San Francisco CA 94111	Yes	No	Yes	No
1462332	Hellman & Friedman Capital Associates V, L.p.	One Maritime Plaza, 12Th Floor San Francisco CA 94111	Yes	No	Yes	No
1462333	Hellman & Friedman Capital Partners V (Parallel), L.p.	One Maritime Plaza, 12Th Floor San Francisco CA 94111	Yes	No	Yes	No
1462334	Hellman & Friedman Investors V, L.p.	One Maritime Plaza, 12Th Floor San Francisco CA 94111	Yes	No	Yes	No
1462335	Hellman & Friedman Llc	One Maritime Plaza, 12Th Floor San Francisco CA 94111	Yes	No	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, Par Value $0.001 Per Share	Disposition	2012-05-07	6,374,200	$33.38	23,708,919	No	4	S	Indirect	See Notes
Common Stock, Par Value $0.001 Per Share	Disposition	2012-05-07	872,175	$33.38	3,244,065	No	4	S	Indirect	See Notes
Common Stock, Par Value $0.001 Per Share	Disposition	2012-05-07	3,625	$33.38	13,480	No	4	S	Indirect	See Notes

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	See Notes
No	4	S	Indirect	See Notes
No	4	S	Indirect	See Notes

Footnotes

This amount represents the $34.50 secondary public offering price per share of the Common Stock of the Issuer less the underwriting discount of $1.12125 per share.
This Common Stock is held by Hellman & Friedman Capital Partners V, L.P. ("HFCP V").
This Common Stock is held by Hellman & Friedman Capital Partners V (Parallel), L.P. ("HFCP V Parallel").
This Common Stock is held by Hellman & Friedman Capital Associates V, L.P. ("Associates V").
Includes 5,525 shares of Common Stock of the Issuer held by Allen R. Thorpe and Jeffrey A. Goldstein for the benefit of HFCP V. The proceeds of any disposition of these shares held by Mr. Thorpe and Mr. Goldstein will be applied against management fees payable pursuant to the applicable partnership agreement. Each of Mr. Thorpe and Mr. Goldstein disclaim beneficial ownership of these shares.
Includes 755 shares of Common Stock of the Issuer held by Mr. Thorpe and Mr. Goldstein for the benefit of HFCP V Parallel. The proceeds of any disposition of these shares held by Mr. Thorpe and Mr. Goldstein will be applied against management fees payable pursuant to the applicable partnership agreement. Each of Mr. Thorpe and Mr. Goldstein disclaim beneficial ownership of these shares.
Hellman & Friedman Investors V, L.P. ("Investors V") is the sole general partner of each of HFCP V and HFCP V Parallel. Hellman & Friedman LLC ("H&F LLC" and, together with HFCP V, HFCP V Parallel, Associates V and Investors V, the "H&F Entities") is the sole general partner of each of Investors V and Associates V. As the sole general partner of HFCP V and HFCP V Parallel, Investors V may be deemed to beneficially own shares of Common Stock of the Issuer beneficially owned by HFCP V and HFCP V Parallel. As sole general partner of Investors V and Associates V, H&F LLC may be deemed to beneficially own shares of Common Stock of the Issuer beneficially owned by Investors V and Associates V. Following the reported transactions, Investors V may be deemed to beneficially own 26,952,984 shares of Common Stock of the Issuer and H&F LLC may be deemed to beneficially own 26,966,464 shares of Common Stock of the Issuer.
A four member investment committee of H&F LLC has power to vote or to direct the vote of, and to dispose or to direct the disposition of, shares of common stock that are beneficially owned by the H&F Entities. Each member of the investment committee of H&F LLC disclaims beneficial ownership of the reported shares beneficially owned by the H&F Entities, except to the extent of such member's pecuniary interest therein, if any.