Filing Details

Accession Number:
0001354488-12-002224
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2012-05-08 17:03:12
Reporting Period:
2012-05-01
Filing Date:
2012-05-08
Accepted Time:
2012-05-08 17:03:12
Original Submission Date:
2012-05-03
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1007019 Coffee Holding Co Inc JVA Beverages (2080) 113860760
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1056453 David Gordon C/O Coffee Holding Co., Inc.
3475 Victory Boulevard
Staten Island NY 10314
Vice President Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $0.001 Par Value Disposition 2012-05-01 62,344 $9.16 452,564 No 4 S Direct
Common Stock, $0.001 Par Value Disposition 2012-05-01 19,648 $9.12 100,352 No 4 S Indirect See Footnote 4 and 6
Common Stock, $0.001 Par Value Disposition 2012-05-02 3,369 $9.01 449,195 No 4 S Direct
Common Stock, $0.001 Par Value Disposition 2012-05-02 724 $9.01 99,628 No 4 S Indirect See Footnote 4 and 6
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Indirect See Footnote 4 and 6
No 4 S Direct
No 4 S Indirect See Footnote 4 and 6
Footnotes
  1. The purpose of this amendment (the ?Amendment?) is to correct a typo in the number that was stated in the Form 4 filed with the SEC on May 3, 2012 (the ?Form 4?). The Reporting Person sold 62,344 shares in this transaction rather than 64,344 as was stated in the Form 4.
  2. This transaction was executed in multiple trades at prices ranging from $9.00 to $9.54. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number or shares and prices at which the transaction was effected.
  3. This Amendment also correctly reflects the number of shares owned by the Reporting Person after each direct transaction. The Form 4 erroneously excluded a deduction of 15,000 shares gifted by the Reporting Person on October 17, 2011 and subsequently reported in the Reporting Person?s Form 5 filed with the SEC on January 11, 2012.
  4. The Reporting Person beneficially owns 99,628 shares indirectly as custodian for his minor children and 449,195 shares directly.
  5. This transaction was executed in multiple trades at prices ranging from $9.00 to $9.03. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number or shares and prices at which the transaction was effected.
  6. The transactions reported on the Form 4 and subsequently updated by this Amendment were executed pursuant to the Reporting Person?s previously disclosed Rule 10b5-1 trading plans.