Filing Details
- Accession Number:
- 0001354488-12-002224
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2012-05-08 17:03:12
- Reporting Period:
- 2012-05-01
- Filing Date:
- 2012-05-08
- Accepted Time:
- 2012-05-08 17:03:12
- Original Submission Date:
- 2012-05-03
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1007019 | Coffee Holding Co Inc | JVA | Beverages (2080) | 113860760 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1056453 | David Gordon | C/O Coffee Holding Co., Inc. 3475 Victory Boulevard Staten Island NY 10314 | Vice President | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $0.001 Par Value | Disposition | 2012-05-01 | 62,344 | $9.16 | 452,564 | No | 4 | S | Direct | |
Common Stock, $0.001 Par Value | Disposition | 2012-05-01 | 19,648 | $9.12 | 100,352 | No | 4 | S | Indirect | See Footnote 4 and 6 |
Common Stock, $0.001 Par Value | Disposition | 2012-05-02 | 3,369 | $9.01 | 449,195 | No | 4 | S | Direct | |
Common Stock, $0.001 Par Value | Disposition | 2012-05-02 | 724 | $9.01 | 99,628 | No | 4 | S | Indirect | See Footnote 4 and 6 |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Indirect | See Footnote 4 and 6 |
No | 4 | S | Direct | |
No | 4 | S | Indirect | See Footnote 4 and 6 |
Footnotes
- The purpose of this amendment (the ?Amendment?) is to correct a typo in the number that was stated in the Form 4 filed with the SEC on May 3, 2012 (the ?Form 4?). The Reporting Person sold 62,344 shares in this transaction rather than 64,344 as was stated in the Form 4.
- This transaction was executed in multiple trades at prices ranging from $9.00 to $9.54. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number or shares and prices at which the transaction was effected.
- This Amendment also correctly reflects the number of shares owned by the Reporting Person after each direct transaction. The Form 4 erroneously excluded a deduction of 15,000 shares gifted by the Reporting Person on October 17, 2011 and subsequently reported in the Reporting Person?s Form 5 filed with the SEC on January 11, 2012.
- The Reporting Person beneficially owns 99,628 shares indirectly as custodian for his minor children and 449,195 shares directly.
- This transaction was executed in multiple trades at prices ranging from $9.00 to $9.03. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number or shares and prices at which the transaction was effected.
- The transactions reported on the Form 4 and subsequently updated by this Amendment were executed pursuant to the Reporting Person?s previously disclosed Rule 10b5-1 trading plans.