Filing Details
- Accession Number:
- 0001127602-12-016177
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-05-08 16:56:55
- Reporting Period:
- 2012-05-04
- Filing Date:
- 2012-05-08
- Accepted Time:
- 2012-05-08 16:56:55
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
808326 | Emcore Corp | EMKR | Semiconductors & Related Devices (3674) | 222746503 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1511120 | Alfredo Gomez | 10420 Research Road Se Albuquerque NM 87123 | Gen. Counsel And Corp. Sec. | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Emcore Common Stock | Disposition | 2012-05-04 | 1,583 | $5.05 | 24,161 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Emcore Common Stock | 1,783 | Indirect | By Trust 401(k) |
Footnotes
- All sales were effected to satisfy the Reporting Person's tax liability in connection with the vesting of shares of restricted stock that were previously granted under the Company's 2010 Equity Incentive Plan, which initial grant was exempt from Section 16b pursuant to Rule 16b-3(d).
- Includes 8,333 shares of restricted stock vesting as follows: 4,167 shares of restricted stock will vest on January 28, 2012 and 4,166 shares of restricted stock will vest on January 28, 2013; and 8,334 shares of restricted stock vesting in two equal annual installments beginning on May 3, 2013.
- Shares attributable to EMCORE Corporation 401(k) account as of March 31, 2012.