Filing Details
- Accession Number:
- 0001209191-12-026617
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-05-08 16:01:09
- Reporting Period:
- 2012-05-04
- Filing Date:
- 2012-05-08
- Accepted Time:
- 2012-05-08 16:01:09
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
874766 | Hartford Financial Services Group Inc | HIG | Fire, Marine & Casualty Insurance (6331) | 133317783 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1283707 | E Liam Mcgee | One Hartford Plaza Hartford CT 06155 | Chairman, President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-05-04 | 25,088 | $19.08 | 26,836 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Restricted Stock Unit | 206,606 | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option | $28.91 | 2021-03-01 | 302,045 | 302,045 | Direct | |
Common Stock | Stock Options | $20.63 | 2022-02-28 | 506,073 | 506,073 | Direct | |
Common Stock | Restricted Units | $0.00 | 2013-02-25 | 114,580 | 114,580 | Direct | |
Common Stock | Deferred Units | $0.00 | 2013-02-25 | 15,231 | 15,231 | Direct | |
Common Stock | Deferred Units | $0.00 | 2013-05-03 | 25,458 | 25,458 | Direct | |
Common Stock | Deferred Units | $0.00 | 2013-08-06 | 10,935 | 10,935 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2021-03-01 | 302,045 | 302,045 | Direct |
2022-02-28 | 506,073 | 506,073 | Direct |
2013-02-25 | 114,580 | 114,580 | Direct |
2013-02-25 | 15,231 | 15,231 | Direct |
2013-05-03 | 25,458 | 25,458 | Direct |
2013-08-06 | 10,935 | 10,935 | Direct |
Footnotes
- Transaction effected pursuant to a trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.
- One-third of the options became exercisable on March 1, 2012, an additional one-third of the options will become exercisable on March 1, 2013 and the remaining one-third of the options will become exercisable on March 1, 2014, the third anniversary of the grant date.
- One-third of the options will become exercisable on February 28, 2013, an additional one-third of the options will become exercisable on February 28, 2014, and the remaining one-third of the options will become exercisable on February 28, 2015, the third anniversary of the grant date.
- Each restricted unit will be settled in cash as soon as practicable, and in any event within 90 days, after February 25, 2013 (the "Valuation Date"). The cash settlement payable per unit shall be equal to the closing stock price per share of the Company's common stock on the Valuation Date as reported on the New York Stock Exchange.
- One-third of the deferred unit award will be settled in cash as soon as practicable, and in any event within 90 days, after the first, second and third anniversaries of the grant date (February 25, 2010) based on the Company's closing stock price on the New York Stock Exchange on the applicable anniversary date. Deferred units are fully vested when credited.
- One-third of the deferred unit award will be settled in cash as soon as practicable, and in any event within 90 days, after the first, second and third anniversaries of the grant date (May 3, 2010) based on the Company's closing stock price on the New York Stock Exchange on the applicable anniversary date. Deferred units are fully vested when credited.
- One-third of the deferred unit award will be settled in cash as soon as practicable, and in any event within 90 days, after the first, second and third anniversaries of the grant date (August 6, 2010) based on the Company's closing stock price on the New York Stock Exchange on the applicable anniversary date. Deferred units are fully vested when credited.