Filing Details
- Accession Number:
- 0001179110-12-007828
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-05-07 11:44:32
- Reporting Period:
- 2012-05-04
- Filing Date:
- 2012-05-07
- Accepted Time:
- 2012-05-07 11:44:32
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1356576 | Supernus Pharmaceuticals Inc | SUPN | Pharmaceutical Preparations (2834) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1283887 | B Michael Sheffery | C/O Orbimed Advisors Llc, 601 Lexington Avenue, 54Th Floor New York NY 10022 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-05-04 | 1,668,472 | $0.00 | 1,668,472 | No | 4 | C | Indirect | By OrbiMed Private Investments II, LP |
Common Stock | Acquisiton | 2012-05-04 | 624,710 | $0.00 | 624,710 | No | 4 | C | Indirect | By OrbiMed Private Investments II (QP), LP |
Common Stock | Acquisiton | 2012-05-04 | 206,816 | $0.00 | 206,816 | No | 4 | C | Indirect | By UBS Juniper Crossover Fund, L.L.C. |
Common Stock | Acquisiton | 2012-05-04 | 734,128 | $5.00 | 2,402,600 | No | 4 | P | Indirect | by OrbiMed Private Investments II LP |
Common Stock | Acquisiton | 2012-05-04 | 274,873 | $5.00 | 899,583 | No | 4 | P | Indirect | By OrbiMed Private Investments II (QP), LP |
Common Stock | Acquisiton | 2012-05-04 | 90,999 | $5.00 | 297,815 | No | 4 | P | Indirect | By UBS Juniper Crossover Fund, L.L.C |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | By OrbiMed Private Investments II, LP |
No | 4 | C | Indirect | By OrbiMed Private Investments II (QP), LP |
No | 4 | C | Indirect | By UBS Juniper Crossover Fund, L.L.C. |
No | 4 | P | Indirect | by OrbiMed Private Investments II LP |
No | 4 | P | Indirect | By OrbiMed Private Investments II (QP), LP |
No | 4 | P | Indirect | By UBS Juniper Crossover Fund, L.L.C |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series A Preferred Stock | Disposition | 2012-05-04 | 6,673,891 | $0.00 | 1,668,472 | $0.00 |
Common Stock | Series A Preferred Stock | Disposition | 2012-05-04 | 2,498,842 | $0.00 | 624,710 | $0.00 |
Common Stock | Series A Preferred Stock | Disposition | 2012-05-04 | 827,627 | $0.00 | 206,816 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2005-12-22 | No | 4 | C | Indirect | |
0 | 2005-12-22 | No | 4 | C | Indirect | |
0 | 2005-12-22 | No | 4 | C | Indirect |
Footnotes
- Each share of Series A Preferred Stock automatically converted into 0.25 shares of Common Stock (together the shares of Series A Preferred Stock and the shares of Common Stock, the "Shares") without payment of consideration upon the closing of the Issuer's initial public offering. Any fractional shares upon the conversion were paid out in cash. The shares of Series A Preferred Stock do not have an expiration date.
- Mr. Sheffery is a member of OrbiMed Advisors LLC, the managing member of OrbiMed Capital GP II LLC, which is the general partner of OrbiMed Private Investments II, LP and OrbiMed Private Investments II (QP), LP. Investment professionals employed by OrbiMed Advisors LLC manage UBS Juniper Crossover Fund, L.L.C.'s investment portfolio on behalf of UBS Juniper Management, L.L.C. Mr. Sheffery disclaims beneficial ownership of the Shares and this report shall not be deemed an admission that such reporting person is the beneficial owner of such Shares, except to the extent of his pecuniary interest, if any, in the Shares by virtue of his interest in OrbiMed Advisors LLC.