Filing Details
- Accession Number:
- 0001144204-12-026347
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-05-04 17:11:37
- Reporting Period:
- 2012-05-02
- Filing Date:
- 2012-05-04
- Accepted Time:
- 2012-05-04 17:11:37
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1006281 | Protalix Biotherapeutics Inc. | PLX | Biological Products, (No Disgnostic Substances) (2836) | 650643773 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1385112 | David Aviezer | C/O Protalix Biotherapeutics, Inc. 2 Snunit St, Science Park, Pob 455 Carmiel L3 20100 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-05-02 | 326,267 | $0.12 | 326,267 | No | 4 | M | Indirect | By Trust |
Common Stock | Acquisiton | 2012-05-02 | 123,733 | $0.97 | 450,000 | No | 4 | M | Indirect | By Trust |
Common Stock | Disposition | 2012-05-02 | 450,000 | $7.13 | 0 | No | 4 | S | Indirect | By Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Indirect | By Trust |
No | 4 | M | Indirect | By Trust |
No | 4 | S | Indirect | By Trust |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options (Right to Buy) | Disposition | 2012-05-02 | 326,267 | $0.00 | 326,267 | $0.12 |
Common Stock | Stock Options (Right to Buy) | Disposition | 2012-05-02 | 123,733 | $0.00 | 123,733 | $0.97 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2013-12-08 | No | 4 | M | Direct | |
853,563 | 2016-09-10 | No | 4 | M | Direct |
Footnotes
- The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
- To qualify for certain tax benefits under Section 102 of the Israeli Tax Ordinance, securities issued to an employee upon the exercise of stock options must be registered in the name of a trustee.
- All of the options listed in Table II have vested.
- Does not include (i) options to purchase 600,000 shares of common stock at an exercise price equal to $5.00 per share that expire on February 7, 2018, (ii) options to purchase 100,000 shares of common stock at an exercise price equal to $2.65 per share that expire on February 25, 2019, and (iii) options to purchase 250,000 shares of common stock at an exercise price equal to $6.90 per share that expire on February 25, 2020.