Filing Details
- Accession Number:
- 0001209191-12-025899
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-05-03 21:26:55
- Reporting Period:
- 2012-05-01
- Filing Date:
- 2012-05-03
- Accepted Time:
- 2012-05-03 21:26:55
- SEC Url:
- Form 4 Filing
Issuer
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1238247 | C Brian Henry | 901 Fifth Avenue, Suite 1000 Seattle WA 98164 | Executive Vp & Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-05-01 | 44,062 | $6.63 | 493,812 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-05-01 | 44,062 | $11.17 | 449,750 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2012-05-01 | 8,477 | $5.92 | 458,227 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-05-01 | 8,477 | $11.05 | 449,750 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2012-05-02 | 99,631 | $5.92 | 549,381 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-05-02 | 99,631 | $11.25 | 449,750 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2012-05-03 | 58,333 | $3.74 | 508,083 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-05-03 | 58,333 | $11.12 | 449,750 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2012-05-03 | 23,958 | $5.47 | 473,708 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-05-03 | 23,958 | $11.12 | 449,750 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2012-05-03 | 16,891 | $5.92 | 466,641 | No | 4 | M | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (right to buy) | Disposition | 2012-05-01 | 44,062 | $0.00 | 44,062 | $6.63 |
Common Stock | Stock Option (right to buy) | Disposition | 2012-05-01 | 8,477 | $0.00 | 8,477 | $5.92 |
Common Stock | Stock Option (right to buy) | Disposition | 2012-05-02 | 99,631 | $0.00 | 99,631 | $5.92 |
Common Stock | Stock Option (right to buy) | Disposition | 2012-05-03 | 58,333 | $0.00 | 58,333 | $3.74 |
Common Stock | Stock Option (right to buy) | Disposition | 2012-05-03 | 23,958 | $0.00 | 23,958 | $5.47 |
Common Stock | Stock Option (right to buy) | Disposition | 2012-05-03 | 16,891 | $0.00 | 16,891 | $5.92 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
938 | 2009-05-16 | 2018-05-16 | No | 4 | M | Direct |
116,523 | 2005-12-31 | 2015-05-23 | No | 4 | M | Direct |
16,892 | 2005-12-31 | 2015-05-23 | No | 4 | M | Direct |
21,667 | 2010-05-13 | 2019-05-13 | No | 4 | M | Direct |
26,042 | 2011-05-12 | 2020-05-12 | No | 4 | M | Direct |
1 | 2005-12-31 | 2015-05-23 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 4,344 | Indirect | By 401(k) plan |
Footnotes
- The price in column 4 is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $11.105 and $11.25, inclusive.
- The price in column 4 is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $11.00 and $11.11, inclusive.
- The price in column 4 is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $11.00 and $11.50, inclusive.
- The price in column 4 is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $11.00 and $11.40, inclusive.
- 25% vested on May 16, 2009 and 1/48th vests monthly thereafter, with the result that 100% of the grant amount shall vest and be exercisable on May 16, 2012.
- 25% vested on May 13, 2010 and 1/48th vests monthly thereafter, with the result that 100% of the grant amount shall vest and be exercisable on May 13, 2013.
- 25% vests on May 12, 2011 and 1/48th vests monthly thereafter such that fully vested on May 12, 2014.