Filing Details
- Accession Number:
- 0000842295-12-000024
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-05-03 17:43:55
- Reporting Period:
- 2012-05-03
- Filing Date:
- 2012-05-03
- Accepted Time:
- 2012-05-03 17:43:55
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
842295 | Tor Minerals International Inc | TORM | Industrial Inorganic Chemicals (2810) | 742081929 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1184548 | W Thomas Pauken | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-05-03 | 19,160 | $50,774.00 | 47,801 | No | 4 | P | Indirect | Shares held by self, spouse and TWP |
Common Stock | Acquisiton | 2012-05-03 | 500 | $2,875.00 | 48,301 | No | 4 | P | Indirect | Ownership includes self, spouse and TWP, Inc. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | Shares held by self, spouse and TWP |
No | 4 | P | Indirect | Ownership includes self, spouse and TWP, Inc. |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | 6% Convertible Debenture | Disposition | 2012-05-03 | 18,868 | $50,000.00 | 18,868 | $2.65 |
Common Stock | Optoin Right to Buy | Disposition | 2012-05-03 | 500 | $2,875.00 | 500 | $5.75 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2009-05-04 | 2016-05-04 | No | 4 | C | Indirect |
0 | 2002-05-13 | 2012-05-12 | No | 4 | X | Direct |
Footnotes
- Purchase represents the conversion of 6% Convertible Debentures (the "Debenture"), due May 4, 2016, at a conversion price of $2.65/ea. The Debenture, in the amount of $50,000, was held by both Mr. Pauken and his wife since May 4, 2009. The total shares acquired include 292 shares related to the conversion of accrued interest on the Debenture and represents $774 of the total purchase price of $50,774
- Beneficial ownership consist of 28,043 shares owned directly by Mr. Pauken, 11,020 owned by his spouse and 8,738 owned by TWP, Inc
- Exercise of 500 options granted 5/13/2002 under the TOR Minerals Option Plan at an exercise price of $5.75/ea.
- Beneficial ownership includes 28,543 shares directly owned, 11,020 owned by spouse and 8,738 owned by TWP, Inc.