Filing Details
- Accession Number:
- 0001225208-12-011156
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-05-03 17:31:47
- Reporting Period:
- 2012-05-01
- Filing Date:
- 2012-05-03
- Accepted Time:
- 2012-05-03 17:31:47
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
910073 | New York Community Bancorp Inc | NYB | Savings Institutions, Not Federally Chartered (6036) | 061377322 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1215098 | L Max Kupferberg | 615 Merrick Avenue Westbury NY 11590 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2012-05-01 | 15,800 | $13.49 | 585,460 | No | 4 | S | Indirect | Trustee for KRT |
Common Stock | Disposition | 2012-05-02 | 2,500 | $13.50 | 582,960 | No | 4 | S | Indirect | Trustee for KRT |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | Trustee for KRT |
No | 4 | S | Indirect | Trustee for KRT |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 708,936 | Direct | |
Common Stock | 536,377 | Indirect | As Partner |
Common Stock | 705,821 | Indirect | As shareholder of the Max K One LLC |
Common Stock | 192,599 | Indirect | By Estate of Selma Kupferberg |
Common Stock | 182,917 | Indirect | By Kupferberg Foundation |
Common Stock | 60,644 | Indirect | By Max Kupferberg 2011 GRAT |
Common Stock | 37,070 | Indirect | By Max Kupferberg June 2010 GRAT |
Common Stock | 73,017 | Indirect | Max & Selma Kupferberg Foundation |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (right to buy) | $13.85 | 2003-07-24 | 2012-07-24 | 45,333 | 45,333 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2012-07-24 | 45,333 | 45,333 | Direct |
Footnotes
- The shares being sold from the Kepco Inc. 401(k) Savings and Retirement Plan are pursuant to a 10b5-1 Plan that was submitted to, and approved by, the Board of Directors of New York Community Bancorp, Inc. on March 13, 2012. The purpose of this Sales Plan is to achieve the investment objectives of broader diversification of investments, in accordance with the obligations of the Kepco plan administrators.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.40 to $13.56, inclusive. The reporting person undertakes to provide to New York Community Bancorp, Inc., any security holder of New York Community Bancorp, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares at each separate price within the ranges set forth in this footnote.
- The reporting person became the Executor of the Estate of his spouse (Selma Kupferberg) upon her death. All shares previously reported as being held indirectly by Spouse and by Selma Kupferberg June 2010 GRAT are now held indirectly by Estate of Selma Kupferberg.
- Stock Options granted pursuant to the New York Community Bancorp, Inc. 1997 Stock Option Plan vest in equal installments beginning on July 24, 2003 and were fully vested and exercisable as of July 24, 2005.