Filing Details
- Accession Number:
- 0001181431-12-027426
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-05-03 16:48:36
- Reporting Period:
- 2012-05-02
- Filing Date:
- 2012-05-03
- Accepted Time:
- 2012-05-03 16:48:36
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
319201 | Kla Tencor Corp | KLAC | Optical Instruments & Lenses (3827) | 042564110 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1142615 | W Edward Barnholt | C/O Kla-Tencor Corporation One Technology Drive Milpitas CA 95035 | Yes | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-05-02 | 5,000 | $37.05 | 44,167 | No | 4 | M | Indirect | By Trust |
Common Stock | Acquisiton | 2012-05-02 | 5,000 | $37.05 | 49,167 | No | 4 | M | Indirect | By Trust |
Common Stock | Acquisiton | 2012-05-02 | 2,500 | $51.35 | 51,667 | No | 4 | M | Indirect | By Trust |
Common Stock | Acquisiton | 2012-05-02 | 1,250 | $49.99 | 52,917 | No | 4 | M | Indirect | By Trust |
Common Stock | Disposition | 2012-05-02 | 13,750 | $51.82 | 39,167 | No | 4 | S | Indirect | By Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Indirect | By Trust |
No | 4 | M | Indirect | By Trust |
No | 4 | M | Indirect | By Trust |
No | 4 | M | Indirect | By Trust |
No | 4 | S | Indirect | By Trust |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (Right to Buy) | Disposition | 2012-05-02 | 5,000 | $0.00 | 5,000 | $37.05 |
Common Stock | Non-Qualified Stock Option (Right to Buy) | Disposition | 2012-05-02 | 5,000 | $0.00 | 5,000 | $37.05 |
Common Stock | Non-Qualified Stock Option (Right to Buy) | Disposition | 2012-05-02 | 2,500 | $0.00 | 2,500 | $51.35 |
Common Stock | Non-Qualified Stock Option (Right to Buy) | Disposition | 2012-05-02 | 1,250 | $0.00 | 1,250 | $49.99 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2012-11-08 | No | 4 | M | Direct | |
0 | 2012-11-08 | No | 4 | M | Direct | |
0 | 2012-08-02 | No | 4 | M | Direct | |
0 | 2012-11-04 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock - Restricted Stock Units | 3,809 | Direct |
Footnotes
- By The Barnholt Family Trust dated January 8, 1987, of which the Reporting Person is a trustee and beneficiary.
- This transaction was executed in multiple trades at prices ranging from $51.74 to $52.00. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
- Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock.
- The option was granted for 5,000 shares of KLA-Tencor common stock on November 8, 2002 and was immediately exercisable for all of the underlying shares on the date of grant.
- The option was granted for 5,000 shares of KLA-Tencor common stock on November 8, 2002 and was immediately exercisable for all of the underlying shares on the date of grant.
- The option was granted for 2,500 shares of KLA-Tencor common stock on August 2, 2005 and was immediately exercisable for all of the underlying shares on the date of grant.
- The option was granted for 1,250 shares of KLA-Tencor common stock on November 4, 2005 and was immediately exercisable for all of the underlying shares on the date of grant.