Filing Details

Accession Number:
0000091142-12-000056
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-05-03 10:27:39
Reporting Period:
2012-05-02
Filing Date:
2012-05-03
Accepted Time:
2012-05-03 10:27:39
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
91142 Smith A O Corp AOS Household Appliances (3630) 390619790
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1236645 W Steve Rettler A. O. Smith Corporation
11270 West Park Place
Milwaukee WI 53224
Senior Vice President - Cd No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-05-02 7,200 $23.76 25,629 No 4 M Direct
Common Stock Disposition 2012-05-02 2,400 $47.80 23,229 No 4 S Direct
Common Stock Disposition 2012-05-02 100 $47.81 23,129 No 4 S Direct
Common Stock Disposition 2012-05-02 800 $48.05 22,329 No 4 S Direct
Common Stock Disposition 2012-05-02 250 $48.06 22,079 No 4 S Direct
Common Stock Disposition 2012-05-02 475 $48.06 21,604 No 4 S Direct
Common Stock Disposition 2012-05-02 575 $48.07 21,029 No 4 S Direct
Common Stock Disposition 2012-05-02 1,349 $48.09 19,680 No 4 S Direct
Common Stock Disposition 2012-05-02 851 $48.09 18,829 No 4 S Direct
Common Stock Disposition 2012-05-02 100 $48.10 18,729 No 4 S Direct
Common Stock Disposition 2012-05-02 100 $48.12 18,629 No 4 S Direct
Common Stock Disposition 2012-05-02 200 $48.13 18,429 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Options (Right to Buy) Disposition 2012-05-02 7,200 $0.00 7,200 $23.76
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
26,950 2009-02-11 2018-02-11 No 4 M Direct
Footnotes
  1. The employee stock options were granted on 02/11/2008 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3.