Filing Details
- Accession Number:
- 0000091142-12-000056
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-05-03 10:27:39
- Reporting Period:
- 2012-05-02
- Filing Date:
- 2012-05-03
- Accepted Time:
- 2012-05-03 10:27:39
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
91142 | Smith A O Corp | AOS | Household Appliances (3630) | 390619790 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1236645 | W Steve Rettler | A. O. Smith Corporation 11270 West Park Place Milwaukee WI 53224 | Senior Vice President - Cd | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-05-02 | 7,200 | $23.76 | 25,629 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-05-02 | 2,400 | $47.80 | 23,229 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-05-02 | 100 | $47.81 | 23,129 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-05-02 | 800 | $48.05 | 22,329 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-05-02 | 250 | $48.06 | 22,079 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-05-02 | 475 | $48.06 | 21,604 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-05-02 | 575 | $48.07 | 21,029 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-05-02 | 1,349 | $48.09 | 19,680 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-05-02 | 851 | $48.09 | 18,829 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-05-02 | 100 | $48.10 | 18,729 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-05-02 | 100 | $48.12 | 18,629 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-05-02 | 200 | $48.13 | 18,429 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Options (Right to Buy) | Disposition | 2012-05-02 | 7,200 | $0.00 | 7,200 | $23.76 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
26,950 | 2009-02-11 | 2018-02-11 | No | 4 | M | Direct |
Footnotes
- The employee stock options were granted on 02/11/2008 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3.