Filing Details
- Accession Number:
- 0001181431-12-027164
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-05-02 20:20:48
- Reporting Period:
- 2012-04-30
- Filing Date:
- 2012-05-02
- Accepted Time:
- 2012-05-02 20:20:48
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1174266 | Envivio Inc | ENVI | Radio & Tv Broadcasting & Communications Equipment (3663) | 943353255 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1038255 | David R Spreng | C/O Crescendo Ventures 600 Hansen Way Palo Alto CA 94304 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-04-30 | 102,855 | $0.00 | 452,653 | No | 4 | C | Indirect | By Crescendo Holdings IV, LLC |
Common Stock | Acquisiton | 2012-04-30 | 11,914 | $0.00 | 110,324 | No | 4 | C | Indirect | By Crescendo IV AG & Co. Beteiligungs KG |
Common Stock | Acquisiton | 2012-04-30 | 118,011 | $0.00 | 194,255 | No | 4 | C | Indirect | By Crescendo IV Coinvestment Fund, LLC |
Common Stock | Acquisiton | 2012-04-30 | 4,043 | $0.00 | 10,616 | No | 4 | C | Indirect | By Crescendo IV Entrepreneur Fund A, L.P. |
Common Stock | Acquisiton | 2012-04-30 | 9,885 | $0.00 | 26,153 | No | 4 | C | Indirect | By Crescendo IV Entrepreneur Fund, L.P. |
Common Stock | Acquisiton | 2012-04-30 | 652,086 | $0.00 | 2,634,846 | No | 4 | C | Indirect | By Crescendo IV, L.P. |
Common Stock | Disposition | 2012-04-30 | 15,049 | $8.37 | 437,604 | No | 4 | S | Indirect | By Crescendo Holdings IV, LLC |
Common Stock | Disposition | 2012-04-30 | 3,668 | $8.37 | 106,656 | No | 4 | S | Indirect | By Crescendo IV AG & Co. Beteiligungs KG |
Common Stock | Disposition | 2012-04-30 | 6,453 | $8.37 | 187,802 | No | 4 | S | Indirect | By Crescendo IV Coinvestment Fund, LLC |
Common Stock | Disposition | 2012-04-30 | 353 | $8.37 | 10,263 | No | 4 | S | Indirect | By Crescendo IV Entrepreneur Fund A, L.P. |
Common Stock | Disposition | 2012-04-30 | 869 | $8.37 | 25,284 | No | 4 | S | Indirect | By Crescendo IV Entrepreneur Fund, L.P. |
Common Stock | Disposition | 2012-04-30 | 87,635 | $8.37 | 2,547,211 | No | 4 | S | Indirect | By Crescendo IV, L.P. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | By Crescendo Holdings IV, LLC |
No | 4 | C | Indirect | By Crescendo IV AG & Co. Beteiligungs KG |
No | 4 | C | Indirect | By Crescendo IV Coinvestment Fund, LLC |
No | 4 | C | Indirect | By Crescendo IV Entrepreneur Fund A, L.P. |
No | 4 | C | Indirect | By Crescendo IV Entrepreneur Fund, L.P. |
No | 4 | C | Indirect | By Crescendo IV, L.P. |
No | 4 | S | Indirect | By Crescendo Holdings IV, LLC |
No | 4 | S | Indirect | By Crescendo IV AG & Co. Beteiligungs KG |
No | 4 | S | Indirect | By Crescendo IV Coinvestment Fund, LLC |
No | 4 | S | Indirect | By Crescendo IV Entrepreneur Fund A, L.P. |
No | 4 | S | Indirect | By Crescendo IV Entrepreneur Fund, L.P. |
No | 4 | S | Indirect | By Crescendo IV, L.P. |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series G2 Preferred Stock | Disposition | 2012-04-30 | 21,810 | $0.00 | 21,810 | $0.00 |
Common Stock | Series G2 Preferred Stock | Disposition | 2012-04-30 | 4,217 | $0.00 | 4,217 | $0.00 |
Common Stock | Series G2 Preferred Stock | Disposition | 2012-04-30 | 40,879 | $0.00 | 40,879 | $0.00 |
Common Stock | Series G2 Preferred Stock | Disposition | 2012-04-30 | 1,431 | $0.00 | 1,431 | $0.00 |
Common Stock | Series G2 Preferred Stock | Disposition | 2012-04-30 | 3,499 | $0.00 | 3,499 | $0.00 |
Common Stock | Series G2 Preferred Stock | Disposition | 2012-04-30 | 231,701 | $0.00 | 231,701 | $0.00 |
Common Stock | Series H2 Preferred Stock | Disposition | 2012-04-30 | 81,045 | $0.00 | 81,045 | $0.00 |
Common Stock | Series H2 Preferred Stock | Disposition | 2012-04-30 | 7,697 | $0.00 | 7,697 | $0.00 |
Common Stock | Series H2 Preferred Stock | Disposition | 2012-04-30 | 77,132 | $0.00 | 77,132 | $0.00 |
Common Stock | Series H2 Preferred Stock | Disposition | 2012-04-30 | 2,612 | $0.00 | 2,612 | $0.00 |
Common Stock | Series H2 Preferred Stock | Disposition | 2012-04-30 | 6,386 | $0.00 | 6,386 | $0.00 |
Common Stock | Series H2 Preferred Stock | Disposition | 2012-04-30 | 420,385 | $0.00 | 420,385 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect |
Footnotes
- The Series G2 and H2 Preferred Stock automatically converted into shares of common stock upon the closing of the Issuer's initial public offering, on a one-for-one basis and had no expiration date.
- Consists of shares owned by Crescendo Holdings. Crescendo Ventures, as the Manager of Crescendo Holdings, may be deemed to beneficially own the shares owned by Crescendo Holdings. Mr Spreng and Crescendo Ventures disclaim beneficial ownership of the shares owned by Crescendo Holdings except to the extent of his or its pecuniary interest therein.
- Consists of shares owned by Crescendo KG. Crescendo GI, as the Managing Partner of Crescendo KG, may be deemed to beneficially own the shares owned by Crescendo KG. Mr Spreng and Crescendo GI disclaim beneficial ownership of the shares owned by Crescendo KG except to the extent of his or its pecuniary interest therein.
- Consists of shares owned by Crescendo Coinvestment. Mr Spreng as the Managing Member of Crescendo Coinvestment, may be deemed to beneficially own the shares owned by Crescendo Coinvestment. Mr Spreng disclaims beneficial ownership of the shares owned by Crescendo Coinvestment except to the extent of his or its pecuniary interest therein.
- Consists of shares owned by Crescendo EFA. Crescendo Ventures, as the General Partner of Crescendo EFA, may be deemed to beneficially own the shares owned by Crescendo EFA. Mr Spreng and Crescendo Ventures disclaim beneficial ownership of the shares owned by Crescendo EFA except to the extent of his or its pecuniary interest therein.
- Consists of shares owned by Crescendo EF. Crescendo Ventures, as the General Partner of Crescendo EF, may be deemed to beneficially own the shares owned by Crescendo EF. Mr Spreng and Crescendo Ventures disclaim beneficial ownership of the shares owned by Crescendo EF except to the extent of his or its pecuniary interest therein.
- Consists of shares owned by Crescendo IV. Crescendo Ventures, as the General Partner of Crescendo IV, may be deemed to beneficially own the shares owned by Crescendo IV. Mr Spreng and Crescendo Ventures disclaim beneficial ownership of the shares owned by Crescendo IV except to the extent of his or its pecuniary interest therein.