Filing Details
- Accession Number:
- 0001225208-12-010959
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-05-02 19:14:22
- Reporting Period:
- 2012-04-30
- Filing Date:
- 2012-05-02
- Accepted Time:
- 2012-05-02 19:14:22
- SEC Url:
- Form 4 Filing
Issuer
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1376806 | J John Tracy | 100 N. Riverside Plaza M/C 5003-1001 Chicago IL 60606 | Svp, Eo&T & Cto | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-04-30 | 8,436 | $35.57 | 52,281 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-04-30 | 8,436 | $76.43 | 43,845 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-05-01 | 5,966 | $77.36 | 37,879 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2012-04-30 | 8,436 | $0.00 | 8,436 | $35.57 |
Common Stock | Deferred Compensation Units | Disposition | 2012-05-01 | 3,548 | $76.84 | 3,548 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2019-02-23 | No | 4 | M | Direct | |
1,288 | No | 4 | I | Indirect |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 336 | Indirect | By 401(k) |
Common Stock | 50 | Indirect | By Trust |
Common Stock | 4,352 | Indirect | Career Shares |
Footnotes
- The price shown is a weighted average sale price for shares sold in multiple transactions; the sale prices ranged from $76.42 to $76.43 per share. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- The price shown is a weighted average sale price for shares sold in multiple transactions; the sale prices ranged from $77.35 to $77.365 per share. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- Represents an option grant for 25,562 shares vesting over a period of three years from the date of grant (February 23, 2009), with 34% on February 23, 2010, 33% on February 23, 2011, and 33% on February 23, 2012.
- Each deferred compensation unit is convertible into one share of the issuer's common stock or the economic equivalent thereof. Deferred compensation units are payable in stock or cash at the election of the holder following the holder's termination of employment with the issuer, except that (i) company matching deferred stock units are payable only in stock and are forfeited upon termination for any reason other than retirement, death, disability or layoff and (ii) units acquired upon deferral of certain performance shares are payable only in stock.
- Includes adjustments for dividends accrued.