Filing Details
- Accession Number:
- 0000091142-12-000055
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-05-02 17:01:45
- Reporting Period:
- 2012-05-01
- Filing Date:
- 2012-05-02
- Accepted Time:
- 2012-05-02 17:01:45
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
91142 | Smith A O Corp | AOS | Household Appliances (3630) | 390619790 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1236636 | J John Kita | A. O. Smith Corporation 11270 West Park Place Milwaukee WI 53224 | Executive Vice President & Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-05-01 | 5,700 | $19.47 | 25,944 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2012-05-01 | 7,650 | $25.84 | 33,594 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-05-01 | 50 | $48.32 | 33,544 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-05-01 | 200 | $48.32 | 33,344 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-05-01 | 1,100 | $48.33 | 32,244 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-05-01 | 100 | $48.33 | 32,144 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-05-01 | 400 | $48.34 | 31,744 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-05-01 | 400 | $48.35 | 31,344 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-05-01 | 800 | $48.35 | 30,544 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-05-01 | 300 | $48.35 | 30,244 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-05-01 | 1,000 | $48.36 | 29,244 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-05-01 | 300 | $48.36 | 28,944 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-05-01 | 100 | $48.37 | 28,844 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-05-01 | 1,900 | $48.38 | 26,944 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-05-01 | 112 | $48.39 | 26,832 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-05-01 | 400 | $48.40 | 26,432 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-05-01 | 500 | $48.41 | 25,932 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-05-01 | 200 | $48.42 | 25,732 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-05-01 | 100 | $48.42 | 25,632 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-05-01 | 100 | $48.43 | 25,532 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-05-01 | 200 | $48.48 | 25,332 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-05-01 | 100 | $48.50 | 25,232 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-05-01 | 300 | $48.53 | 24,932 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-05-01 | 700 | $48.58 | 24,232 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
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Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Options (Right to Buy) | Disposition | 2012-05-01 | 5,700 | $0.00 | 5,700 | $19.47 |
Common Stock | Employee Stock Options (Right to Buy) | Disposition | 2012-05-01 | 7,650 | $0.00 | 7,650 | $25.84 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
63,600 | 2006-10-11 | 2015-10-11 | No | 4 | M | Direct |
55,950 | 2008-02-09 | 2017-02-09 | No | 4 | M | Direct |
Footnotes
- The employee stock option were granted on 10/11/2005, under the A. O. Smith Combined Executive Incentive Compensation Plan, a transaction exempt under rule 16b-3.
- The employee stock options were granted on 02/09/2007, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3.