Filing Details
- Accession Number:
- 0001140361-12-022412
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-05-02 16:49:30
- Reporting Period:
- 2012-05-01
- Filing Date:
- 2012-05-02
- Accepted Time:
- 2012-05-02 16:49:30
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1070698 | Raptor Pharmaceutical Corp | RPTP | Pharmaceutical Preparations (2834) | 860883978 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1362490 | Todd Zankel | C/O Raptor Pharmaceutical Corp. 9 Commercial Blvd., Suite 200 Novato CA 94949 | Chief Scientific Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-05-01 | 3,643 | $2.83 | 690,477 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2012-05-01 | 286 | $2.02 | 690,763 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-05-01 | 3,929 | $5.82 | 686,834 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-05-01 | 17,484 | $5.85 | 669,350 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock options (right to buy) | Acquisiton | 2012-05-01 | 3,643 | $0.00 | 3,643 | $2.83 |
Common Stock | Stock options (right to buy) | Acquisiton | 2012-05-01 | 286 | $0.00 | 286 | $2.02 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
313,136 | 2006-11-25 | 2016-05-25 | No | 4 | M | Direct |
312,850 | 2010-03-09 | 2020-03-08 | No | 4 | M | Direct |
Footnotes
- Transaction made pursuant to a Rule 10b5-1 trading plan executed on January 9, 2012.
- Original option grant vests 6/36ths on November 25, 2006 and 1/36th per month thereafter.
- Original option grant vests 6/48ths on March 9, 2010 and 1/48th per month thereafter.
- This transaction was executed in multiple trades at prices ranging from $5.77 to $5.94. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.