Filing Details

Accession Number:
0001123292-12-000524
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-05-02 16:02:47
Reporting Period:
2012-04-30
Filing Date:
2012-05-02
Accepted Time:
2012-05-02 16:02:47
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1497770 Walker & Dunlop Inc. WD Finance Services (6199) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1503844 Iii W Howard Smith C/O Walker &Amp; Dunlop, Inc.
7501 Wisconsin Avenue, Suite 1200E
Bethesda MD 20814
Evp & Chief Operating Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-04-30 6,130 $0.00 1,353,261 No 4 A Direct
Common Stock Disposition 2012-05-01 20,000 $12.94 1,333,261 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Options (right to buy) Acquisiton 2012-04-30 55,268 $0.00 55,268 $13.05
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
55,268 2022-04-30 No 4 A Direct
Footnotes
  1. Walker & Dunlop, Inc. (the "Company") granted these shares of restricted common stock to Mr. Smith, vesting ratably in three annual installments, approximately 1/3 on each anniversary date of grant over the next three years, under the Company's 2010 Equity Incentive Plan.
  2. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Smith on December 2, 2011.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.85 to $13.02, inclusive. Mr. Smith undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote 3.
  4. The stock options were granted pursuant to the Company's 2010 Equity Incentive Plan. The stock options vest ratably in three annual installments, approximately 1/3 on each anniversary date of grant over the next three years.