Filing Details
- Accession Number:
- 0001127602-12-015343
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-05-02 12:22:11
- Reporting Period:
- 2012-05-01
- Filing Date:
- 2012-05-02
- Accepted Time:
- 2012-05-02 12:22:11
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
101382 | Umb Financial Corp | UMBF | National Commercial Banks (6021) | 430903811 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1397703 | G Lawrence Smith | 1010 Grand Blvd Kansas City MO 64106 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-05-01 | 3,997 | $37.73 | 10,795 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2012-05-01 | 2,277 | $41.37 | 13,072 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-05-01 | 100 | $48.57 | 12,972 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-05-01 | 121 | $48.58 | 12,851 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-05-01 | 135 | $48.59 | 12,716 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-05-01 | 1,513 | $48.60 | 11,203 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-05-01 | 725 | $48.61 | 10,478 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-05-01 | 200 | $48.62 | 10,278 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-05-01 | 21 | $48.66 | 10,257 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-05-01 | 100 | $48.67 | 10,157 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-05-01 | 800 | $48.67 | 9,357 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-05-01 | 300 | $48.68 | 9,057 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-05-01 | 121 | $48.75 | 8,936 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-05-01 | 100 | $48.69 | 8,836 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-05-01 | 421 | $48.76 | 8,415 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-05-01 | 421 | $48.80 | 7,994 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-05-01 | 400 | $48.81 | 7,594 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-05-01 | 100 | $48.82 | 7,494 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-05-01 | 100 | $48.83 | 7,394 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-05-01 | 71 | $48.86 | 7,323 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-05-01 | 425 | $48.87 | 6,898 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-05-01 | 100 | $48.88 | 6,798 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
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Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2012-05-01 | 3,997 | $0.00 | 3,997 | $37.73 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2012-05-01 | 2,277 | $0.00 | 2,277 | $41.37 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
1,333 | 2011-01-01 | 2018-01-01 | No | 4 | M | Direct |
2,278 | 2012-01-01 | 2019-01-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 613 | Indirect | By 401(k) |
Common Stock | 101 | Indirect | by ESOP |
Footnotes
- Options will vest 50% on 1/1/2011; 75% on 1/1/2012; and 100% on 1/1/2013
- Options will vest 50% on 1/1/2012, 75% on 1/1/2013, and 100% on 1/1/2014