Filing Details

Accession Number:
0001209191-12-025193
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-05-01 17:34:00
Reporting Period:
2012-04-30
Filing Date:
2012-05-01
Accepted Time:
2012-05-01 17:34:00
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
927003 Advanced Energy Industries Inc AEIS Electronic Components, Nec (3679) 840846841
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1007705 S Douglas Schatz P.o. Box 481
Fort Collins CO 80522
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2012-04-30 400 $11.92 2,776,431 No 4 S Indirect By Trust
Common Stock Disposition 2012-04-30 900 $11.92 2,775,531 No 4 S Indirect By Trust
Common Stock Disposition 2012-04-30 800 $11.93 274,731 No 4 S Indirect By Trust
Common Stock Disposition 2012-04-30 2,200 $11.93 2,772,531 No 4 S Indirect By Trust
Common Stock Disposition 2012-04-30 100 $11.93 2,772,431 No 4 S Indirect By Trust
Common Stock Disposition 2012-04-30 1,900 $11.97 2,770,531 No 4 S Indirect By Trust
Common Stock Disposition 2012-04-30 700 $11.98 2,769,831 No 4 S Indirect By Trust
Common Stock Disposition 2012-04-30 100 $11.98 2,769,731 No 4 S Indirect By Trust
Common Stock Disposition 2012-04-30 2,900 $11.98 2,766,831 No 4 S Indirect By Trust
Common Stock Disposition 2012-04-30 3,101 $11.99 2,763,730 No 4 S Indirect By Trust
Common Stock Disposition 2012-04-30 400 $12.00 2,763,330 No 4 S Indirect By Trust
Common Stock Disposition 2012-04-30 8,278 $12.00 2,755,052 No 4 S Indirect By Trust
Common Stock Disposition 2012-04-30 2,200 $12.01 2,752,852 No 4 S Indirect By Trust
Common Stock Disposition 2012-04-30 100 $12.01 2,752,752 No 4 S Indirect By Trust
Common Stock Disposition 2012-04-30 5,617 $12.01 2,747,135 No 4 S Indirect By Trust
Common Stock Disposition 2012-04-30 300 $12.02 2,746,835 No 4 S Indirect By Trust
Common Stock Disposition 2012-04-30 300 $12.03 2,746,535 No 4 S Indirect By Trust
Common Stock Disposition 2012-04-30 200 $12.03 2,746,335 No 4 S Indirect By Trust
Common Stock Disposition 2012-04-30 300 $12.04 2,746,035 No 4 S Indirect By Trust
Common Stock Disposition 2012-04-30 47 $12.04 2,745,988 No 4 S Indirect By Trust
Common Stock Disposition 2012-04-30 600 $12.05 2,745,388 No 4 S Indirect By Trust
Common Stock Disposition 2012-04-30 300 $12.06 2,745,088 No 4 S Indirect By Trust
Common Stock Disposition 2012-04-30 1,000 $12.06 2,477,088 No 4 S Indirect By Trust
Common Stock Disposition 2012-04-30 400 $12.07 2,743,688 No 4 S Indirect By Trust
Common Stock Disposition 2012-04-30 200 $12.08 2,743,488 No 4 S Indirect By Trust
Common Stock Disposition 2012-04-30 2,600 $12.08 2,740,888 No 4 S Indirect By Trust
Common Stock Disposition 2012-04-30 700 $12.09 2,740,188 No 4 S Indirect By Trust
Common Stock Disposition 2012-04-30 700 $12.10 2,739,488 No 4 S Indirect By Trust
Common Stock Disposition 2012-04-30 200 $12.11 2,739,288 No 4 S Indirect By Trust
Common Stock Disposition 2012-04-30 1,074 $12.12 2,738,214 No 4 S Indirect By Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
Footnotes
  1. Douglas S. Schatz and Jill E. Schatz, husband and wife, are co-trustees of the Family Trust and may be deemed to be indirect beneficial owners of the shares of AEIS common stock held directly by the Family Trust. Douglas S. Schatz is a director of AEIS.
  2. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan.