Filing Details
- Accession Number:
- 0001127602-12-015053
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-05-01 10:54:52
- Reporting Period:
- 2012-04-27
- Filing Date:
- 2012-05-01
- Accepted Time:
- 2012-05-01 10:54:52
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
66740 | 3M Co | MMM | Surgical & Medical Instruments & Apparatus (3841) | 410417775 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1518599 | L Julie Bushman | 3M Center St. Paul MN 55144-1000 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-04-27 | 7,540 | $61.85 | 21,451 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-04-27 | 5,218 | $89.36 | 16,233 | No | 4 | F | Direct | |
Common Stock | Disposition | 2012-04-27 | 759 | $89.36 | 15,474 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2012-04-27 | 19,752 | $54.11 | 35,226 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-04-27 | 10,074 | $89.26 | 25,152 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-04-27 | 2,516 | $89.27 | 22,636 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-04-27 | 400 | $89.28 | 22,236 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-04-27 | 400 | $89.29 | 21,836 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-04-27 | 6,262 | $89.30 | 15,574 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-04-27 | 100 | $89.30 | 15,474 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-04-30 | 1,563 | $89.18 | 13,911 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-qualified Stock Option (Right to Buy) | Disposition | 2012-04-27 | 7,540 | $0.00 | 7,540 | $61.85 |
Common Stock | Non-qualified Stock Option (Right to Buy) | Disposition | 2012-04-27 | 19,752 | $0.00 | 19,752 | $54.11 |
Common Stock | Non-qualified Stock Option (Right to Buy) | Acquisiton | 2012-04-27 | 5,977 | $89.36 | 5,977 | $89.36 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2004-05-14 | 2013-05-13 | No | 4 | M | Direct |
0 | 2010-02-09 | 2019-02-08 | No | 4 | M | Direct |
5,977 | 2012-10-27 | 2013-05-13 | No | 4 | A | Direct |
Footnotes
- This option became exercisable in equal installments on each of the first three anniversaries of the grant date (2/9/2009)
- This Form is being filed to report the exercise of a 3M stock option for a total of 7,540 shares by means of a stock swap. A stock swap is a method of exercising a stock option in which the option holder attests to the ownership of enough shares of stock already owned by the option holder to cover the exercise price of the option being exercised. As a result of this stock swap, the reporting person acquired ownership of an additional 1,563 shares of 3M common stock. As a result of this transaction, 759 shares were sold to pay withholding taxes to the respective government agencies.