Filing Details
- Accession Number:
- 0001245313-12-000048
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-04-30 20:59:39
- Reporting Period:
- 2012-04-26
- Filing Date:
- 2012-04-30
- Accepted Time:
- 2012-04-30 20:59:39
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 719739 | Svb Financial Group | SIVB | State Commercial Banks (6022) | 942856336 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1245211 | Jr W Harry Kellogg | 3005 Tasman Drive Santa Clara CA 95054 | Vice Chairman | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-04-26 | 1,000 | $46.31 | 7,775 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-04-26 | 400 | $64.50 | 7,375 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-04-26 | 100 | $64.46 | 7,275 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-04-26 | 100 | $64.45 | 7,175 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-04-26 | 300 | $64.43 | 6,875 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-04-26 | 100 | $64.43 | 6,775 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-04-27 | 500 | $0.00 | 7,275 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-04-27 | 184 | $65.70 | 7,091 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | Disposition | 2012-04-26 | 1,000 | $46.31 | 1,000 | $46.31 |
| Common Stock | Restricted Stock Unit | Disposition | 2012-04-27 | 500 | $0.00 | 500 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 57,394 | 2006-04-26 | 2012-04-26 | No | 4 | M | Direct |
| 56,894 | 2012-04-27 | 2015-04-27 | No | 4 | M | Direct |
Footnotes
- This option exercise transaction was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person on July 27, 2011.
- The first traunch of a previously reported RSU vested. The award vests 25% annually over four years. 3,750 shares of the award remain outstanding and will vest on April 27, 2013, 2014 and 2015.
Billionaire Hedge Funds
