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Home > Insider Trading > Filing (0001209191-12-024945)

Filing Details

Accession Number:: 0001209191-12-024945
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2012-04-30 18:49:30
Reporting Period:: 2012-04-26

Filing Date:: 2012-04-30
Accepted Time:: 2012-04-30 18:49:30
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1389072	Heartware International Inc.	HTWR	Surgical & Medical Instruments & Apparatus (3841)	980498958

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1404227	Evan Douglas Godshall	C/O Heartware International, Inc. 205 Newbury Street, Suite 101 Framingham MA 01701	President & Chief Exec Officer	Yes	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2012-04-26	2,500	$39.94	32,929	No	4	M	Direct
Common Stock	Disposition	2012-04-26	2,500	$77.59	30,429	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option (right to buy)	Disposition	2012-04-26	2,500	$0.00	2,500	$39.94

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
142,844	2007-09-18	2019-09-18	No	4	M	Direct

Footnotes

The purchase price of US$39.94 has been converted from AU$38.50 at the spot rate on the date of the transaction.
These shares were sold pursuant to a pre-arranged trading plan in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.
The exercise price of US$39.94 has been converted from AU$38.50 at the spot rate on the date of the transaction.