Filing Details
- Accession Number:
- 0001209191-12-024892
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-04-30 17:08:35
- Reporting Period:
- 2012-04-26
- Filing Date:
- 2012-04-30
- Accepted Time:
- 2012-04-30 17:08:35
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
49826 | Illinois Tool Works Inc | ITW | General Industrial Machinery & Equipment (3560) | 361258310 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1333921 | D Ronald Kropp | Illinois Tool Works Inc. 3600 West Lake Avenue Glenview IL 60026 | Sr Vp & Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-04-26 | 29,933 | $51.60 | 39,979 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-04-26 | 29,933 | $57.48 | 10,046 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2012-04-26 | 10,000 | $47.13 | 20,046 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-04-26 | 2,800 | $57.54 | 17,246 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2012-04-26 | 30,000 | $42.08 | 47,246 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-04-26 | 30,000 | $57.19 | 17,246 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-04-27 | 7,200 | $57.93 | 10,046 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option | Disposition | 2012-04-26 | 10,000 | $0.00 | 10,000 | $47.13 |
Common Stock | Employee Stock Option | Disposition | 2012-04-26 | 30,000 | $0.00 | 30,000 | $42.08 |
Common Stock | Employee Stock Option | Disposition | 2012-04-26 | 29,933 | $0.00 | 29,933 | $51.60 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2005-12-10 | 2014-12-10 | No | 4 | M | Direct |
0 | 2006-12-07 | 2016-02-01 | No | 4 | M | Direct |
30,067 | 2008-02-09 | 2017-02-09 | No | 4 | M | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option | $48.51 | 2009-02-08 | 2018-02-08 | 70,000 | 70,000 | Direct |
Common Stock | Employee Stock Option | $35.12 | 2010-02-13 | 2019-02-13 | 60,703 | 60,703 | Direct |
Common Stock | Employee Stock Option | $43.64 | 2011-02-12 | 2020-02-12 | 64,818 | 64,818 | Direct |
Common Stock | Performance Restricted Stock Unit | $0.00 | 7,122 | 7,122 | Direct | ||
Common Stock | Employee Stock Option | $55.81 | 2012-02-11 | 2021-02-11 | 90,802 | 90,802 | Direct |
Common Stock | Performance Restricted Stock Unit | $0.00 | 12,046 | 12,046 | Direct | ||
Common Stock | Performance Restricted Stock Unit | $0.00 | 12,116 | 12,116 | Direct | ||
Common Stock | Employee Stock Option | $55.71 | 2013-02-10 | 2022-02-10 | 97,997 | 97,997 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2018-02-08 | 70,000 | 70,000 | Direct |
2019-02-13 | 60,703 | 60,703 | Direct |
2020-02-12 | 64,818 | 64,818 | Direct |
7,122 | 7,122 | Direct | |
2021-02-11 | 90,802 | 90,802 | Direct |
12,046 | 12,046 | Direct | |
12,116 | 12,116 | Direct | |
2022-02-10 | 97,997 | 97,997 | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $57.300 to $57.595. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Illinois Tool Works Inc. or a shareholder of Illinois Tool Works Inc. full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $57.540 to $57.552. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Illinois Tool Works Inc. or a shareholder of Illinois Tool Works Inc. full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $57.140 to $57.320. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Illinois Tool Works Inc. or a shareholder of Illinois Tool Works Inc. full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $57.916 to $57.970. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Illinois Tool Works Inc. or a shareholder of Illinois Tool Works Inc. full information regarding the number of shares and prices at which the transaction was effected.
- Options vest in four (4) equal annual installments beginning one year from date of grant.
- Each performance restricted stock unit (PRSU) represents a contingent right to receive one share of the Company's common stock and vests 100% three years from the date of grant if performance goals are met.