Filing Details
- Accession Number:
- 0001127602-12-014877
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-04-30 12:52:38
- Reporting Period:
- 2012-04-27
- Filing Date:
- 2012-04-30
- Accepted Time:
- 2012-04-30 12:52:38
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 101382 | Umb Financial Corp | UMBF | National Commercial Banks (6021) | 430903811 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1321912 | D Michael Hagedorn | 1010 Grand Blvd. Kansas City MO 64106 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2012-04-27 | 243 | $49.11 | 33,764 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-04-27 | 100 | $49.12 | 33,664 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-04-27 | 700 | $49.13 | 32,964 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-04-27 | 957 | $49.17 | 32,007 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-04-27 | 3,594 | $27.81 | 35,601 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2012-04-27 | 6,122 | $27.06 | 41,723 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-04-27 | 5,408 | $49.12 | 36,315 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2012-04-27 | 3,594 | $0.00 | 3,594 | $27.81 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2012-04-27 | 6,122 | $0.00 | 6,122 | $27.06 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2010-05-13 | 2015-06-13 | No | 4 | M | Direct |
| 0 | 2008-03-21 | 2015-03-21 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 100 | Indirect | By ESOP |
Footnotes
- Includes shares acquired through dividend reinvestment of restricted stock shares
- This option was previously reported as covering 1,797 Shares at an exercise price of $54.62 per share, but was adjusted to reflect the stock split that occured on May 30, 2006.
- This opition was previously reported as covering 3,061 shares at an exercise price of $54.13 per share, but was adjusted to reflect the stock split that occurred on May 30,2006
- Options vest 50% after 3years, 75% after 4 years and 100% after 5 years
Billionaire Hedge Funds
