Filing Details
- Accession Number:
- 0001450846-12-000005
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-04-27 17:40:33
- Reporting Period:
- 2012-04-25
- Filing Date:
- 2012-04-27
- Accepted Time:
- 2012-04-27 17:40:33
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 883237 | Virtus Investment Partners Inc. | VRTS | Investment Advice (6282) | 954191764 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1450955 | Iii Patrick William Bradley | C/O Virtus Investment Partners, Inc. 100 Pearl Street Hartford CT 06103 | Svp, Fund Services | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01 Per Share | Acquisiton | 2012-04-25 | 3,753 | $9.40 | 11,684 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.01 Per Share | Disposition | 2012-04-25 | 3,712 | $80.34 | 7,972 | No | 4 | S | Direct | |
| Common Stock, Par Value $0.01 Per Share | Disposition | 2012-04-25 | 41 | $80.36 | 7,931 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2012-04-25 | 3,753 | $0.00 | 3,753 | $9.40 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2012-04-20 | 2019-04-20 | No | 4 | M | Direct |
Footnotes
- Multiple lots for the same price for this order have been combined.
- This number includes (i) 288.59 shares acquired in connection with the Issuer's Employee Stock Purchase Plan; (ii) 1,285 RSUs that are scheduled to cliff vest on March 15, 2013 and (iii) 2,377 RSUs that are scheduled to cliff vest on March 15, 2014. RSUs will be settled for shares of common stock on a one-for-one basis upon vesting.
Billionaire Hedge Funds
