Filing Details
- Accession Number:
- 0001127602-12-014781
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-04-27 15:03:52
- Reporting Period:
- 2012-04-27
- Filing Date:
- 2012-04-27
- Accepted Time:
- 2012-04-27 15:03:52
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
101382 | Umb Financial Corp | UMBF | National Commercial Banks (6021) | 430903811 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1491130 | M Stephen Kitts | 1010 Grand Blvd Kansas City MO 64106 | Evp Of Subsidiary | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-04-27 | 2,316 | $37.73 | 7,206 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-04-27 | 500 | $49.16 | 6,706 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-04-27 | 100 | $49.15 | 6,606 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-04-27 | 405 | $49.13 | 6,201 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-04-27 | 246 | $49.12 | 5,955 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-04-27 | 328 | $49.11 | 5,627 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-04-27 | 709 | $49.10 | 4,918 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-04-27 | 28 | $49.09 | 4,890 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2012-04-27 | 2,316 | $0.00 | 2,316 | $37.73 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
772 | 2011-01-01 | 2018-01-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 126 | Indirect | By 401(k) |
Common Stock | 101 | Indirect | By ESOP |
Footnotes
- Options are vested 50% on 1/1/2011, 75% on 1/1/2012, and 100% on 1/1/2013
- Includes shares acquired through the reinvestment of dividends on restricted stock.