Filing Details
- Accession Number:
- 0000091142-12-000049
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-04-26 12:09:52
- Reporting Period:
- 2012-04-25
- Filing Date:
- 2012-04-26
- Accepted Time:
- 2012-04-26 12:09:52
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 91142 | Smith A O Corp | AOS | Household Appliances (3630) | 390619790 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1399737 | F James Stern | A. O. Smith Corporation 11270 West Park Place Milwaukee WI 53224 | Exec Vp, General Counsel & Sec | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-04-25 | 12,000 | $19.00 | 31,637 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-04-25 | 100 | $47.52 | 31,537 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-04-25 | 1,000 | $47.49 | 30,537 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-04-25 | 1,200 | $47.50 | 29,337 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-04-25 | 3,500 | $47.51 | 25,837 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-04-25 | 400 | $47.52 | 25,437 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-04-25 | 500 | $47.52 | 24,937 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-04-25 | 4,200 | $47.53 | 20,737 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-04-25 | 100 | $47.53 | 20,637 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-04-25 | 200 | $47.50 | 20,437 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-04-25 | 200 | $47.53 | 20,237 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-04-25 | 300 | $47.51 | 19,937 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-04-25 | 300 | $47.52 | 19,637 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Options (Right to Buy) | Disposition | 2012-04-25 | 12,000 | $0.00 | 12,000 | $19.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 82,000 | 2010-02-09 | 2019-02-09 | No | 4 | M | Direct |
Footnotes
- The employee stock options were granted on 02/09/2009 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3.
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