Filing Details
- Accession Number:
- 0001209191-12-024096
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-04-24 18:36:46
- Reporting Period:
- 2012-04-24
- Filing Date:
- 2012-04-24
- Accepted Time:
- 2012-04-24 18:36:46
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1535031 | Tumi Holdings Inc. | TUMI | Leather & Leather Products (3100) | 043799139 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1547445 | Doughty Hanson & Co Iv Ltd | C/O Dhc Limited 45 Pall Mall London X0 SW1Y 5JG | No | No | Yes | No | |
1547446 | Ltd Dhc | 45 Pall Mall London X0 SW1Y 5JG | No | No | Yes | Yes | |
1547447 | Doughty Hanson & Co Iv Nominees Four Ltd | C/O Dhc Limited 45 Pall Mall London X0 SW1Y 5JG | No | No | Yes | No | |
1547448 | Doughty Hanson & Co Iv Nominees One Ltd | C/O Dhc Limited 45 Pall Mall London X0 SW1Y 5JG | No | No | Yes | No | |
1547449 | Doughty Hanson & Co Iv Nominees Two Ltd | C/O Dhc Limited 45 Pall Mall London X0 SW1Y 5JG | No | No | Yes | No | |
1547450 | Ltd Nominees Officer | C/O Dhc Limited 45 Pall Mall London X0 SW1Y 5JG | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.01 Per Share | Disposition | 2012-04-24 | 874,614 | $18.00 | 8,605,178 | No | 4 | S | Indirect | By Doughty Hanson & Co IV Nominees One Limited |
Common Stock, Par Value $0.01 Per Share | Disposition | 2012-04-24 | 943,096 | $18.00 | 9,278,965 | No | 4 | S | Indirect | By Doughty Hanson & Co IV Nominees Two Limited |
Common Stock, Par Value $0.01 Per Share | Disposition | 2012-04-24 | 814,389 | $18.00 | 8,012,637 | No | 4 | S | Indirect | By Doughty Hanson & Co IV Nominees Four Limited |
Common Stock, Par Value $0.01 Per Share | Disposition | 2012-04-24 | 833,834 | $18.00 | 8,203,939 | No | 4 | S | Indirect | By Officers Nominee Limited |
Common Stock, Par Value $0.01 Per Share | Disposition | 2012-04-24 | 619,692 | $18.00 | 6,097,048 | No | 4 | S | Indirect | By funds controlled by DHC Limited |
Common Stock, Par Value $0.01 Per Share | Disposition | 2012-04-24 | 59,464 | $18.00 | 8,545,714 | No | 4 | D | Indirect | By Doughty Hanson & Co IV Nominees One Limited |
Common Stock, Par Value $0.01 Per Share | Disposition | 2012-04-24 | 64,120 | $18.00 | 9,214,845 | No | 4 | D | Indirect | By Doughty Hanson & Co IV Nominees Two Limited |
Common Stock, Par Value $0.01 Per Share | Disposition | 2012-04-24 | 55,370 | $18.00 | 7,957,267 | No | 4 | D | Indirect | By Doughty Hanson & Co IV Nominees Four Limited |
Common Stock, Par Value $0.01 Per Share | Disposition | 2012-04-24 | 56,692 | $18.00 | 8,147,247 | No | 4 | D | Indirect | By Officers Nominee Limited |
Common Stock, Par Value $0.01 Per Share | Disposition | 2012-04-24 | 42,132 | $18.00 | 6,054,916 | No | 4 | D | Indirect | By funds controlled by DHC Limited |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Doughty Hanson & Co IV Nominees One Limited |
No | 4 | S | Indirect | By Doughty Hanson & Co IV Nominees Two Limited |
No | 4 | S | Indirect | By Doughty Hanson & Co IV Nominees Four Limited |
No | 4 | S | Indirect | By Officers Nominee Limited |
No | 4 | S | Indirect | By funds controlled by DHC Limited |
No | 4 | D | Indirect | By Doughty Hanson & Co IV Nominees One Limited |
No | 4 | D | Indirect | By Doughty Hanson & Co IV Nominees Two Limited |
No | 4 | D | Indirect | By Doughty Hanson & Co IV Nominees Four Limited |
No | 4 | D | Indirect | By Officers Nominee Limited |
No | 4 | D | Indirect | By funds controlled by DHC Limited |
Footnotes
- Reflects sales of shares in the initial public offering of common stock of Tumi Holdings, Inc. that closed on April 24, 2012, a portion of which were previously reported on the Form 3 filed on April 18, 2012.
- Doughty Hanson & Co IV Limited is the general partner of Doughty Hanson & Co IV Nominees One Limited, Doughty Hanson & Co IV Nominees Two Limited, Doughty Hanson & Co IV Nominees Four Limited and Officers Nominees Limited. Doughty Hanson & Co IV Limited is wholly-owned by DHC Limited.
- Includes shares owned by Doughty Hanson & Co IV Nominees Three Limited, Stockwell Fund, L.P., HVB Capital Partners AG, Brederode International s.a.r.l., Uberior Co-Investments Limited and RBSM Capital Limited. Each such entity owns shares amounting to less than 10% ownership in the Issuer.
- Reflects the repurchase of shares by the company on April 24, 2012.