Filing Details
- Accession Number:
- 0001140361-12-021308
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-04-24 17:53:09
- Reporting Period:
- 2012-04-20
- Filing Date:
- 2012-04-24
- Accepted Time:
- 2012-04-24 17:53:09
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1156041 | Houston American Energy Corp | HUSA | Crude Petroleum & Natural Gas (1311) | 760675953 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1188774 | F John Terwilliger | 801 Travis Street Suite 1425 Houston TX 77002 | President And Ceo | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2012-04-20 | 352,156 | $1.99 | 8,279,030 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-04-23 | 154,380 | $1.84 | 8,124,650 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2012-04-24 | 478,983 | $1.74 | 7,645,667 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to buy) | $7.20 | 2008-06-02 | 2018-06-02 | 900,000 | 900,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2018-06-02 | 900,000 | 900,000 | Direct |
Footnotes
- Pledged shares sold by Morgan Stanley Smith Barney as creditor of John Terwilliger to cover margin calls.
- This transaction was executed in multiple trades at prices ranging from $1.89 to $2.26. The price reported above reflects the weighted average sale price.
- This transaction was executed in multiple trades at prices ranging from $1.80 to $1.85. The price reported above reflects the weighted average sale price.
- This transaction was executed in multiple trades at prices ranging from $1.65 to $1.92. The price reported above reflects the weighted average sale price.
- The options vest and are exercisable in 1/6 increments on each anniversary of the date of grant. The date exercisable is the first vesting date.