Filing Details

Accession Number:
0000091440-12-000062
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-04-24 16:33:30
Reporting Period:
2012-04-23
Filing Date:
2012-04-24
Accepted Time:
2012-04-24 16:33:30
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
91440 Snap-On Inc SNA Cutlery, Handtools & General Hardware (3420) 390622040
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1055687 L Arthur Kelly Kel Enterprises L.p.
20 South Clark Street, Suite 2222
Chicago IL 60603
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-04-23 3,000 $32.08 28,308 No 4 M Direct
Common Stock Disposition 2012-04-23 1,590 $60.60 26,718 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2012-04-23 3,000 $0.00 3,000 $32.08
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2002-04-25 2012-04-25 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 20,000 Indirect By Trusts
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option (Right to Buy) $28.43 2003-04-24 2013-04-24 3,000 3,000 Direct
Common Stock Stock Option (Right to Buy) $33.55 2004-04-23 2014-04-23 3,000 3,000 Direct
Common Stock Stock Option (Right to Buy) $32.76 2005-04-22 2015-04-22 3,000 3,000 Direct
Common Stock Deferred Stock Units $0.00 28,912 28,912 Direct
Common Stock Restricted Stock Units $0.00 7,628 7,628 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2013-04-24 3,000 3,000 Direct
2014-04-23 3,000 3,000 Direct
2015-04-22 3,000 3,000 Direct
28,912 28,912 Direct
7,628 7,628 Direct
Footnotes
  1. Shares reported are held by the Kelly Family Trust and the A.L. Kelly Trust for which the reporting person is a trustee and beneficiary.
  2. Includes 141.854 shares acquired under the Corporation's Dividend Reinvestment and Direct Stock Purchase Plan.
  3. This transaction was executed in multiple trades at prices ranging from $60.60 to $60.62. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
  4. Exercise of Rule 16b-3 stock option.
  5. 1 for 1.
  6. Scheduled for issuance in ten equal annual installments after the earliest of July 1, 2012, termination of service as a director, death or upon a change in control.
  7. Includes 162.054 deferred stock units acquired through exempt dividend reinvestments.
  8. All restrictions lapse upon the earliest of retirement from the Board, death or a change in control; the reporting person will receive the underlying shares upon the earliest of July 1, 2012 (in which case he will receive them in ten equal installments), death or a change in control.