Filing Details
- Accession Number:
- 0000091440-12-000062
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-04-24 16:33:30
- Reporting Period:
- 2012-04-23
- Filing Date:
- 2012-04-24
- Accepted Time:
- 2012-04-24 16:33:30
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
91440 | Snap-On Inc | SNA | Cutlery, Handtools & General Hardware (3420) | 390622040 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1055687 | L Arthur Kelly | Kel Enterprises L.p. 20 South Clark Street, Suite 2222 Chicago IL 60603 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-04-23 | 3,000 | $32.08 | 28,308 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-04-23 | 1,590 | $60.60 | 26,718 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2012-04-23 | 3,000 | $0.00 | 3,000 | $32.08 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2002-04-25 | 2012-04-25 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 20,000 | Indirect | By Trusts |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | $28.43 | 2003-04-24 | 2013-04-24 | 3,000 | 3,000 | Direct |
Common Stock | Stock Option (Right to Buy) | $33.55 | 2004-04-23 | 2014-04-23 | 3,000 | 3,000 | Direct |
Common Stock | Stock Option (Right to Buy) | $32.76 | 2005-04-22 | 2015-04-22 | 3,000 | 3,000 | Direct |
Common Stock | Deferred Stock Units | $0.00 | 28,912 | 28,912 | Direct | ||
Common Stock | Restricted Stock Units | $0.00 | 7,628 | 7,628 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2013-04-24 | 3,000 | 3,000 | Direct |
2014-04-23 | 3,000 | 3,000 | Direct |
2015-04-22 | 3,000 | 3,000 | Direct |
28,912 | 28,912 | Direct | |
7,628 | 7,628 | Direct |
Footnotes
- Shares reported are held by the Kelly Family Trust and the A.L. Kelly Trust for which the reporting person is a trustee and beneficiary.
- Includes 141.854 shares acquired under the Corporation's Dividend Reinvestment and Direct Stock Purchase Plan.
- This transaction was executed in multiple trades at prices ranging from $60.60 to $60.62. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
- Exercise of Rule 16b-3 stock option.
- 1 for 1.
- Scheduled for issuance in ten equal annual installments after the earliest of July 1, 2012, termination of service as a director, death or upon a change in control.
- Includes 162.054 deferred stock units acquired through exempt dividend reinvestments.
- All restrictions lapse upon the earliest of retirement from the Board, death or a change in control; the reporting person will receive the underlying shares upon the earliest of July 1, 2012 (in which case he will receive them in ten equal installments), death or a change in control.