Filing Details
- Accession Number:
- 0001516774-12-000016
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-04-24 14:49:01
- Reporting Period:
- 2012-04-23
- Filing Date:
- 2012-04-24
- Accepted Time:
- 2012-04-24 14:49:01
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
819913 | Hallmark Financial Services Inc | HALL | Insurance Carriers, Nec (6399) | 870447375 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
932334 | P L Partners Newcastle | 200 Crescent Court Ste 1400 Dallas TX 75201 | No | No | No | Yes | |
1208889 | E Mark Schwarz | 200 Crescent Court Ste 1400 Dallas TX 75201 | Yes | No | Yes | Yes | |
1251293 | Newcastle Capital Group Llc | 200 Crescent Court Ste 1400 Dallas TX 75201 | No | No | No | Yes | |
1251296 | Newcastle Capital Management Lp | 200 Crescent Court Ste 1400 Dallas TX 75201 | No | No | No | Yes | |
1461218 | Dsc Services, Inc. | 200 Crescent Court Suite 1400 Dallas TX 75201 | No | No | No | Yes | |
1461220 | Detroit Stoker Co | 1510 E. First St. Monroe MI 48161 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-04-23 | 1,348 | $7.17 | 904,239 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Footnotes
- Purchases made by Detroit Stoker Company ("Detroit Stoker"). The Reporting Persons are members of a "group" for purposes of Section 13(d)(3) of the Securities Exchange Act of 1934, as amended and accordingly may be deemed to beneficially own Shares of the Issuer's Common Stock owned in the aggregate by the other members of the Section 13(d) group. The Section 13(d) group consists of Newcastle Partners, L.P.("NP"),Newcastle Capital Management, L.P. ("NCM"), Newcastle Capital Group, L.L.C. ("NCG"), DSC Services Inc. ("DSC"), Detroit Stoker and Mark E. Schwarz ("Schwarz"). Each Reporting Person disclaims beneficial ownership of the shares of the Issuer's Common Stock owned by the other members of the Section 13(d) group except to the extent of its pecuniary interest therein.
- NCM is the general partner of NP. NCG is the general partner of NCM, and Schwarz is the managing member of NCG. Accordingly, each of NCM, NCG and Schwarz may be deemed to beneficially own the shares directly owned by NP. In addition, DSC is the parent company of Detroit Stoker, and Schwarz and NCG together own all of the outstanding shares of DSC. Accordingly, each of Schwarz and DSC may be deemed to beneficially own the shares directly owned by Detroit Stoker.