Filing Details
- Accession Number:
- 0001181431-12-025253
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-04-24 14:09:41
- Reporting Period:
- 2012-04-05
- Filing Date:
- 2012-04-24
- Accepted Time:
- 2012-04-24 14:09:41
- SEC Url:
- Form 4 Filing
Issuer
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1542453 | S Steven Swank | C/O Rpx Corporation One Market Plaza, Steuart Tower Ste. 800 San Francisco CA 94105 | Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-04-05 | 6,502 | $4.96 | 6,502 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-04-05 | 6,502 | $15.71 | 0 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2012-04-23 | 209 | $4.96 | 209 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-04-23 | 209 | $16.84 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2012-04-05 | 6,502 | $0.00 | 6,502 | $4.96 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2012-04-23 | 209 | $0.00 | 209 | $4.96 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
135,563 | 2020-09-14 | No | 4 | M | Direct | |
6,250 | 2020-10-20 | No | 4 | M | Direct |
Footnotes
- The sale reported was effected pursuant to a 10b5-1 trading plan adopted by reporting person on November 29, 2011.
- The price reported in column 4 is the weighted average price. The shares were sold in multiple transactions ranging from $15.60 to $15.79, inclusive.
- The option representing the right to purchase a total of 216,111 shares vests as follows: 1/4th of the shares subject to the option vest on July 5, 2011, and 1/48th of the shares subject to the option vest when the Reporting Person completes each month of continuous service thereafter.
- The option representing the right to purchase a total of 10,000 shares vests as follows: 1,666 shares subject to the option vest on July 5, 2011; 1/48th of the shares subject to the option vest on July 21, 2011; and an additional 1/48th of the shares subject to the option vest when the Reporting Person completes each month of continuous service thereafter.