Filing Details
- Accession Number:
- 0001179110-12-007070
- Form Type:
- 5
- Zero Holdings:
- No
- Publication Time:
- 2012-04-23 16:41:23
- Reporting Period:
- 2011-09-30
- Filing Date:
- 2012-04-23
- Accepted Time:
- 2012-04-23 15:41:23
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1429896 | Activecare Inc. | ACAR | Communications Equipment, Nec (3669) | 870578125 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1120337 | James Dalton | 5095 W 2100 S West Valley City UT 84120 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2011-02-04 | 200,000 | $0.00 | 2,009,417 | No | 4 | G | Direct | |
Common Stock | Disposition | 2011-02-07 | 200,000 | $0.25 | 1,809,417 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-03-07 | 600,000 | $0.25 | 2,409,417 | No | 4 | X | Direct | |
Common Stock | Disposition | 2011-03-07 | 600,000 | $0.25 | 1,809,417 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-03-09 | 30,000 | $0.25 | 1,779,417 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-04-07 | 700,000 | $0.25 | 2,479,417 | No | 4 | X | Direct | |
Common Stock | Disposition | 2011-04-07 | 700,000 | $0.25 | 1,779,417 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-04-19 | 225,000 | $0.00 | 1,554,417 | No | 4 | G | Direct | |
Common Stock | Acquisiton | 2011-05-18 | 540,000 | $0.25 | 2,094,417 | No | 4 | X | Direct | |
Common Stock | Disposition | 2011-05-18 | 540,000 | $0.25 | 1,554,417 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-06-07 | 500,000 | $0.25 | 1,054,417 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-06-07 | 100,000 | $0.25 | 954,417 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-06-07 | 100,000 | $0.25 | 854,417 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-06-22 | 4,000,000 | $0.46 | 4,854,417 | No | 4 | A | Direct | |
Common Stock | Disposition | 2011-08-03 | 1,000,000 | $0.25 | 3,854,417 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | G | Direct | |
No | 4 | S | Direct | |
No | 4 | X | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | X | Direct | |
No | 4 | S | Direct | |
No | 4 | G | Direct | |
No | 4 | X | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | A | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Warrant | Disposition | 2011-03-07 | 600,000 | $0.00 | 600,000 | $0.25 |
Common Stock | Warrant | Disposition | 2011-04-07 | 700,000 | $0.00 | 700,000 | $0.25 |
Common Stock | Warrants | Disposition | 2011-05-18 | 540,000 | $0.00 | 540,000 | $0.25 |
Common Stock | Warrants | Acquisiton | 2011-06-22 | 3,000,000 | $0.00 | 3,000,000 | $0.50 |
Common Stock | Warrant | Disposition | 2011-09-01 | 2,680,000 | $0.25 | 2,680,000 | $0.25 |
Common Stock | Warrants | Disposition | 2011-09-30 | 300,000 | $0.25 | 300,000 | $0.25 |
Common Stock | Options | Acquisiton | 2011-10-04 | 3,600,000 | $0.00 | 3,600,000 | $0.40 |
Common Stock | Warrants | Disposition | 2011-10-04 | 750,000 | $0.00 | 750,000 | $0.50 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
8,222,000 | 2009-05-12 | 2014-05-11 | No | 4 | X | Direct |
7,522,000 | 2009-05-12 | 2014-05-11 | No | 4 | X | Direct |
6,982,000 | 2009-05-12 | 2014-05-11 | No | 4 | X | Direct |
3,000,000 | 2011-06-22 | 2016-06-21 | No | 4 | A | Direct |
4,302,000 | 2009-05-12 | 2014-05-11 | No | 4 | S | Direct |
4,002,000 | 2009-05-12 | 2014-05-11 | No | 4 | S | Direct |
3,600,000 | 2011-10-04 | 2016-10-03 | No | 4 | A | Direct |
2,250,000 | 2011-06-22 | 2016-06-21 | No | 4 | A | Direct |
Footnotes
- Private sale transaction negotiated by the Reporting Person.
- On March 7, 2011, the Reporting Person exercised warrants to purchase 600,000 shares of common stock of ActiveCare, Inc., at an exercise price of $0.25 per share.
- On April 7, 2011, the Reporting Person exercised warrants to purchase 700,000 shares of common stock of ActiveCare, Inc., at an exercise price of $0.25 per share.
- On May 17, 2011, the Reporting Person exercised warrants to purchase 540,000 shares of common stock of ActiveCare, Inc., at an exercise price of $0.25 per share.
- Fair market value on the date of acquisition.
- On October 4, 2011, the Reporting Person gifted warrants to purchase an aggregate of 750,000 to five directors or officers of ActiveCare, Inc.