Filing Details
- Accession Number:
- 0001079973-12-000287
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-04-20 18:26:12
- Reporting Period:
- 2012-03-15
- Filing Date:
- 2012-04-20
- Accepted Time:
- 2012-04-20 18:26:12
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
885074 | Authentidate Holding Corp | ADAT | Services-Computer Integrated Systems Design (7373) | 141673067 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1232118 | Lllp Partners Investment Lazarus | 3200 Cherry Creek South Drive Suite 670 Denver CO 80209 | No | No | Yes | No | |
1531960 | B Justin Borus | 3200 Cherry Creek South Drive Suite 670 Denver CO 80209 | No | No | Yes | No | |
1531964 | Lazarus Management Co Llc | 3200 Cherry Creek South Drive Suite 670 Denver CO 80209 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-03-15 | 1,200 | $0.69 | 8,748,959 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2012-03-16 | 100 | $0.68 | 8,749,059 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Warrants (to buy) | Acquisiton | 2012-04-10 | 660,000 | $0.00 | 660,000 | $0.80 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
660,000 | 2013-10-11 | 2017-04-11 | No | 4 | J | Direct |
Footnotes
- Not required to be reported earlier since purchases for less than a total of $10,000.
- Warrants were received as a distribution for no consideration in connection with an amendment to the issuer's Series C Preferred Stock.
- The warrants cannot be exercised except during the exercise period specified and may require a written waiver by the holder given at least 61 days before exercise. Under certain circumstances exercise may require approval of the issuer's common shareholders. Also contains cashless exercise provisions.