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Filing Details

Accession Number:: 0001104659-12-026578
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2012-04-19 21:39:11
Reporting Period:: 2012-04-17

Filing Date:: 2012-04-19
Accepted Time:: 2012-04-19 21:39:11
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1216596	Nortek Inc	NTK	Electric Housewares & Fans (3634)	050314991

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1259042	Ares Partners Management Co Llc	2000 Avenue Of The Stars 12Th Floor Los Angeles CA 90067	No	No	Yes	No
1259313	Ares Management Llc	2000 Avenue Of The Stars 12Th Floor Los Angeles CA 90067	No	No	Yes	No
1371903	Ares Corporate Opportunities Fund Ii, L.p.	2000 Avenue Of The Stars 12Th Floor Los Angeles CA 90067	No	No	Yes	No
1371907	Acof Operating Manager Ii, L.p.	2000 Avenue Of The Stars 12Th Floor Los Angeles CA 90067	No	No	Yes	No
1372044	Acof Management Ii, L.p.	2000 Avenue Of The Stars 12Th Floor Los Angeles CA 90067	No	No	Yes	No
1428903	Ares Corporate Opportunities Fund Iii Lp	2000 Avenue Of The Stars 12Th Floor Los Angeles CA 90067	No	No	Yes	No
1462608	Acof Operating Manager Iii Llc	2000 Avenue Of The Stars 12Th Floor Los Angeles CA 90067	No	No	Yes	No
1490706	Ares Holdings Llc	2000 Avenue Of The Stars 12Th Floor Los Angeles CA 90067	No	No	Yes	No
1503494	Acof Management Iii, L.p.	2000 Avenue Of The Stars 12Th Floor Los Angeles CA 90067	No	No	Yes	No
1536937	Ares Management Holdings Llc	2000 Avenue Of The Stars 12Th Floor Los Angeles CA 90067	No	No	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2012-04-17	200,000	$40.25	5,491,258	No	4	P	Indirect	See footnotes
Common Stock	Acquisiton	2012-04-18	500,000	$40.25	5,991,258	No	4	P	Indirect	See footnotes

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	See footnotes
No	4	P	Indirect	See footnotes

Footnotes

The amount reported reflects 2,586,511 shares owned of record by Ares Corporate Opportunities Fund II, L.P. ("ACOF II") and 2,904,747 shares owned of record by Ares Corporate Opportunities Fund III, L.P. ("ACOF III").
The general partner of ACOF II is ACOF Management II, L.P. ("ACOF Management II") and the general partner of ACOF Management II is ACOF Operating Manager II, L.P. ("ACOF Operating II"). The general partner of ACOF Operating II is Ares Management, Inc. ("Ares Inc."). The general partner of ACOF III is ACOF Management III, L.P. ("ACOF Management III") and the general partner of ACOF Management III is ACOF Operating Manager III, LLC ("ACOF Operating III"). Ares Inc. and ACOF Operating III are owned by Ares Management LLC ("Ares Management"), which, in turn, is owned by Ares Management Holdings LLC ("AM Holdings"). AM Holdings is controlled by Ares Holdings LLC ("Ares Holdings"), which, in turn, is controlled by Ares Partners Management Company LLC ("APMC," and collectively with ACOF II, ACOF III, ACOF Management II, ACOF Operating II, Ares Inc., ACOF Management III, ACOF Operating III, Ares Management, AM Holdings and Ares Holdings, the "Ares Entities"). (Continued in footnote 2)
APMC is managed by an executive committee comprised of Messrs. Michael Arougheti, David Kaplan, Gregory Margolies, Antony Ressler and Bennett Rosenthal. Each of the members of the executive committee, the Ares Entities (other than ACOF II and ACOF III, with respect to the shares owned by ACOF II and ACOF III, respectively) and the directors, officers partners, stockholders, members and managers of the Ares Entities disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein, and this Form 4 shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes. The address of each Ares Entity is 2000 Avenue of the Stars, 12th Floor, Los Angeles, CA 90067.
The amount reported reflects 2,822,023 shares owned of record by ACOF II and 3,169,235 shares owned of record by ACOF III.