Filing Details

Accession Number:
0001209191-12-023554
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-04-18 18:27:10
Reporting Period:
2012-04-16
Filing Date:
2012-04-18
Accepted Time:
2012-04-18 18:27:10
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
927003 Advanced Energy Industries Inc AEIS Electronic Components, Nec (3679) 840846841
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1007705 S Douglas Schatz P.o. Box 481
Fort Collins CO 80522
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2012-04-16 400 $12.00 2,860,828 No 4 S Indirect By Trust
Common Stock Disposition 2012-04-16 200 $12.01 2,860,628 No 4 S Indirect By Trust
Common Stock Disposition 2012-04-16 100 $12.01 2,860,528 No 4 S Indirect By Trust
Common Stock Disposition 2012-04-16 600 $12.02 2,859,928 No 4 S Indirect By Trust
Common Stock Disposition 2012-04-16 100 $12.04 2,859,828 No 4 S Indirect By Trust
Common Stock Disposition 2012-04-16 100 $12.04 2,859,728 No 4 S Indirect By Trust
Common Stock Disposition 2012-04-16 200 $12.05 2,859,528 No 4 S Indirect By Trust
Common Stock Disposition 2012-04-16 300 $12.10 2,859,228 No 4 S Indirect By Trust
Common Stock Disposition 2012-04-16 1,600 $12.10 2,857,628 No 4 S Indirect By Trust
Common Stock Disposition 2012-04-16 200 $12.11 2,857,428 No 4 S Indirect By Trust
Common Stock Disposition 2012-04-16 300 $12.11 2,857,128 No 4 S Indirect By Trust
Common Stock Disposition 2012-04-16 600 $12.12 2,856,528 No 4 S Indirect By Trust
Common Stock Disposition 2012-04-16 500 $12.13 2,856,028 No 4 S Indirect By Trust
Common Stock Disposition 2012-04-16 100 $12.14 2,855,928 No 4 S Indirect By Trust
Common Stock Disposition 2012-04-16 100 $12.14 2,855,828 No 4 S Indirect By Trust
Common Stock Disposition 2012-04-16 600 $12.15 2,855,228 No 4 S Indirect By Trust
Common Stock Disposition 2012-04-16 300 $12.15 2,854,928 No 4 S Indirect By Trust
Common Stock Disposition 2012-04-16 3,070 $12.15 2,851,858 No 4 S Indirect By Trust
Common Stock Disposition 2012-04-16 400 $12.16 2,851,458 No 4 S Indirect By Trust
Common Stock Disposition 2012-04-16 2,500 $12.16 2,848,958 No 4 S Indirect By Trust
Common Stock Disposition 2012-04-16 900 $12.17 2,848,058 No 4 S Indirect By Trust
Common Stock Disposition 2012-04-16 2,100 $12.18 2,845,958 No 4 S Indirect By Trust
Common Stock Disposition 2012-04-16 1,300 $12.19 2,844,658 No 4 S Indirect By Trust
Common Stock Disposition 2012-04-16 2,100 $12.20 2,842,558 No 4 S Indirect By Trust
Common Stock Disposition 2012-04-16 900 $12.21 2,841,658 No 4 S Indirect By Trust
Common Stock Disposition 2012-04-16 100 $12.22 2,841,558 No 4 S Indirect By Trust
Common Stock Disposition 2012-04-16 2,179 $12.22 2,839,379 No 4 S Indirect By Trust
Common Stock Disposition 2012-04-16 100 $12.23 2,839,279 No 4 S Indirect By Trust
Common Stock Disposition 2012-04-16 500 $12.23 2,838,779 No 4 S Indirect By Trust
Common Stock Disposition 2012-04-16 2,100 $12.23 2,836,679 No 4 S Indirect By Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
Footnotes
  1. Douglas S. Schatz and Jill E. Schatz, husband and wife, are co-trustees of the Family Trust and may be deemed to be indirect beneifical owners of the shares of AEIS common stock held directly by the Family Trust. Douglas S. Schatz is a director of AEIS.
  2. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan.