Filing Details
- Accession Number:
- 0001181431-12-024209
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2012-04-17 07:44:21
- Reporting Period:
- 2008-12-30
- Filing Date:
- 2012-04-17
- Accepted Time:
- 2012-04-17 07:44:21
- Original Submission Date:
- 2009-01-08
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 704532 | Nanometrics Inc | NANO | Measuring & Controlling Devices, Nec (3829) | 942276314 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1194509 | G William Oldham | C/O Nanometrics, Inc. 1550 Buckeye Drive Milpitas CA 95035 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2008-12-30 | 2,000 | $0.00 | 4,000 | No | 4 | A | Direct | |
| Common Stock | Disposition | 2009-01-06 | 222 | $1.40 | 3,778 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Acquisiton | 2008-12-30 | 2,500 | $0.00 | 2,500 | $1.13 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 2,500 | 2013-12-30 | No | 4 | A | Direct |
Footnotes
- Shares are represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of NANO common stock. The restricted stock units vest in three equal annual installments, with the first vesting event occurring on the later of the first anniversary of the date of grant and the opening of any applicable Company trading window; the second vesting event occurring on the later of the second anniversary of the date of grant and the opening of any applicable Company trading window; and the third vesting event occurring on the later of the third anniversary of the date of grant and the opening of any applicable Company trading window.
- The option becomes exercisable in three equal annual installments beginning on the first anniversary of the date of grant.
- This sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 11, 2008.
Billionaire Hedge Funds
