Filing Details
- Accession Number:
- 0001209191-12-023219
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-04-16 21:42:25
- Reporting Period:
- 2012-04-12
- Filing Date:
- 2012-04-16
- Accepted Time:
- 2012-04-16 21:42:25
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
866787 | Autozone Inc | AZO | Retail-Auto & Home Supply Stores (5531) | 621482048 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1228976 | C William Crowley | 200 Greenwich Avenue Greenwich CT 06830 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.01 Per Share | Disposition | 2012-04-12 | 124 | $379.15 | 5,168 | No | 4 | S | Indirect | See Footnotes |
Common Stock, Par Value $0.01 Per Share | Disposition | 2012-04-13 | 11 | $379.71 | 5,157 | No | 4 | S | Indirect | See Footnotes |
Common Stock, Par Value $0.01 Per Share | Disposition | 2012-04-13 | 68 | $382.12 | 5,089 | No | 4 | S | Indirect | See Footnotes |
Common Stock, Par Value $0.01 Per Share | Disposition | 2012-04-16 | 17 | $381.11 | 5,072 | No | 4 | S | Indirect | See Footnotes |
Common Stock, Par Value $0.01 Per Share | Disposition | 2012-04-16 | 4 | $381.94 | 5,068 | No | 4 | S | Indirect | See Footnotes |
Common Stock, Par Value $0.01 Per Share | Disposition | 2012-04-16 | 5 | $383.04 | 5,063 | No | 4 | S | Indirect | See Footnotes |
Common Stock, Par Value $0.01 Per Share | Disposition | 2012-04-12 | 63 | $379.15 | 2,866 | No | 4 | S | Indirect | See Footnotes |
Common Stock, Par Value $0.01 Per Share | Disposition | 2012-04-13 | 6 | $379.71 | 2,860 | No | 4 | S | Indirect | See Footnotes |
Common Stock, Par Value $0.01 Per Share | Disposition | 2012-04-13 | 35 | $382.12 | 2,825 | No | 4 | S | Indirect | See Footnotes |
Common Stock, Par Value $0.01 Per Share | Disposition | 2012-04-16 | 10 | $381.11 | 2,815 | No | 4 | S | Indirect | See Footnotes |
Common Stock, Par Value $0.01 Per Share | Disposition | 2012-04-16 | 2 | $381.94 | 2,813 | No | 4 | S | Indirect | See Footnotes |
Common Stock, Par Value $0.01 Per Share | Disposition | 2012-04-16 | 3 | $383.04 | 2,810 | No | 4 | S | Indirect | See Footnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See Footnotes |
No | 4 | S | Indirect | See Footnotes |
No | 4 | S | Indirect | See Footnotes |
No | 4 | S | Indirect | See Footnotes |
No | 4 | S | Indirect | See Footnotes |
No | 4 | S | Indirect | See Footnotes |
No | 4 | S | Indirect | See Footnotes |
No | 4 | S | Indirect | See Footnotes |
No | 4 | S | Indirect | See Footnotes |
No | 4 | S | Indirect | See Footnotes |
No | 4 | S | Indirect | See Footnotes |
No | 4 | S | Indirect | See Footnotes |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, Par Value $0.01 Per Share | 1,281 | Direct |
Footnotes
- This price represents the approximate weighted average price per share of common stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each, a "Share"), of sales that were executed at prices ranging from $379.10 to $379.32 per Share. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
- This statement is filed by and on behalf of William C. Crowley. Mr. Crowley is the President and Chief Operating Officer of, and may be deemed to beneficially own securities owned by, ESL Investments, Inc. ("Investments"). Investments, together with its affiliates, beneficially owns securities of the Issuer.
- The reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owner of any securities covered by this statement. The reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities.
- The reporting person may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.
- Represents securities directly beneficially owned by Tynan, LLC ("Tynan"). Mr. Crowley is the manager and a member of, and may be deemed to beneficially own securities owned by, Tynan.
- This price represents the approximate weighted average price per Share, of sales that were executed at prices ranging from $379.50 to $380.18 per Share. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
- This price represents the approximate weighted average price per Share, of sales that were executed at prices ranging from $381.50 to $382.43 per Share. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
- This price represents the approximate weighted average price per Share, of sales that were executed at prices ranging from $380.80 to $381.79 per Share. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
- This price represents the approximate weighted average price per Share, of sales that were executed at prices ranging from $381.91 to $382.00 per Share. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
- This price represents the approximate weighted average price per Share of sales that were executed at prices ranging from $383.00 to $383.17 per Share. The reporting person undertakes to provide, upoon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
- Represents securities directly beneficially owned by a grantor retained annuity trust. Mr. Crowley is the trustee of, and may be deemed to beneficially own securities owned by, the grantor retained annuity trust.
- Represents Shares directly beneficially owned by Mr. Crowley, including 975.7 Shares underlying restricted stock units. The Shares underlying the restricted stock units will be delivered to Mr. Crowley in a single lump-sum payment on the fifth anniversary of the date on which he ceases to be a director for any reason, provided that he incurs a "separation from service" from the Issuer (within the meaning of Section 409A of the Internal Revenue Code and the related Treasury Regulations). Fractions of restricted stock units are subject to cash settlement upon delivery of the Shares underlying the restricted stock units.