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Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1170816	Eau Technologies Inc.	EAUI.OB	Specialty Cleaning, Polishing And Sanitation Preparations (2842)	870654478

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1361751	Peter Ullrich	1800 Nw 89Th Place Miami FL 33172		Yes	No	Yes	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2011-12-31	5,806,452	$0.31	9,322,221	No	4	X	Direct
Common Stock	Acquisiton	2011-12-31	2,593,549	$0.31	11,915,770	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	X	Direct
No	4	P	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Warrant	Acquisiton	2010-10-21	6,969,231	$0.00	6,969,231	$0.31
Common Stock	Warrant	Disposition	2011-12-31	5,806,452	$0.00	5,806,452	$0.31
Common Stock	Stock Option	Acquisiton	2012-01-01	290,325	$0.00	290,325	$0.31
Common Stock	10% Convertible Note due November 2013	Acquisiton	2011-12-13	358,527	$0.00	358,527	$1.00
Common Stock	Warrant	Acquisiton	2011-12-31	358,527	$0.00	358,527	$0.31
Common Stock	Convertible Promissory Note	Acquisiton	2011-12-31	3,000,000	$0.00	3,000,000	$1.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
6,969,231	2010-10-21	2015-10-21	No	4	A	Direct
1,162,779	2011-12-31	2016-12-31	No	4	X	Direct
290,325	2012-01-01	2022-01-01	No	4	A	Direct
358,527	2011-12-31	2013-11-30	No	4	A	Direct
358,527	2011-12-31	2016-12-31	No	4	A	Direct
3,000,000	2011-12-31	2013-11-30	No	4	A	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	7,330,770	Indirect	By Water Science, LLC

Footnotes

In December 2011, the Board of Directors of the Company agreed in principle to the sale by the Company shares of Common Stock of the Company to the Reporting Person. On March 1, 2011, the Board of Directors of the Company formally authorized the sale by the Company of 2,593,549 unregistered shares of Common Stock of the Company at a price of $0.31 per share to the Reporting Person. The sale was made pursuant to a Stock Purchase Agreement between the Company and the Reporting Person.
Options vest as follows: 145,163 immediately, 96,775 on January 1, 2013, and 48,387 on January 1, 2014.
On December 31, 2011, the Reporting Person and EAU Technologies, Inc. (the "Company") entered into a loan agreement (the "Note"). The principal amount of the Note is $358,527. The Note will bear interest at a rate of 10% annually and will mature on November 30, 2013. The Note is convertible into shares of the Company's common stock at $1.00 per share and no principal or interest payments are due until maturity.
The Board approved the amendment of certain terms of the Company's $3,000,000 Third Amended and Restated Senior Secured Convertible Promissory Note dated October 21, 2010 (the "Promissory Note") with Water Science, Inc. The Promissory Note will be amended to extend the maturity date to November 30, 2013.