Filing Details
- Accession Number:
- 0001179110-12-006761
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-04-12 17:21:46
- Reporting Period:
- 2012-04-11
- Filing Date:
- 2012-04-12
- Accepted Time:
- 2012-04-12 17:21:46
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1403431 | Heritage-Crystal Clean Inc. | HCCI | Sanitary Services (4950) | 260351454 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1429417 | Joseph Chalhoub | C/O Heritage-Crystal Clean, Inc. 2175 Point Boulevard, Suite 375 Elgin IL 60123 | President & Ceo | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-04-11 | 52,234 | $11.50 | 1,317,619 | No | 4 | M | Indirect | See Footnote |
| Common Stock | Disposition | 2012-04-11 | 52,234 | $21.71 | 1,265,385 | No | 4 | S | Indirect | See Footnote |
| Common Stock | Disposition | 2012-04-11 | 740 | $22.00 | 1,264,645 | No | 4 | S | Indirect | See Footnote |
| Common Stock | Disposition | 2012-04-12 | 6,760 | $22.00 | 1,257,885 | No | 4 | S | Indirect | See Footnote |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Indirect | See Footnote |
| No | 4 | S | Indirect | See Footnote |
| No | 4 | S | Indirect | See Footnote |
| No | 4 | S | Indirect | See Footnote |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2012-04-11 | 52,234 | $0.00 | 52,234 | $11.50 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 254,590 | 2008-03-17 | 2018-03-17 | No | 4 | M | Indirect |
Footnotes
- Consists of 2,000 shares held on behalf of Mr. Chalhoub's minor son and 1,198,400 shares held by J. Chalhoub Holding, Ltd. Joseph Chalhoub has voting control over all of the voting securities of J. Chalhoub Holdings, Ltd. Also includes the shares which are held in Breslube Industries Limited, of which the Reporting Person is the sole owner.
- Held by J. Chalhoub Holdings, Ltd. over which J. Chalhoub has voting and investment control.
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