Filing Details
- Accession Number:
- 0001259393-12-000004
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-04-12 15:52:28
- Reporting Period:
- 2012-04-11
- Filing Date:
- 2012-04-12
- Accepted Time:
- 2012-04-12 14:52:28
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1066194 | Egain Communications Corp | EGAN | Services-Prepackaged Software (7372) | 770466366 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1259393 | Eric Smit | Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-04-11 | 350 | $1.60 | 350 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-04-11 | 350 | $5.54 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-04-11 | 750 | $1.60 | 750 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-04-11 | 750 | $5.54 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-04-11 | 1,350 | $0.64 | 1,350 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-04-11 | 1,350 | $5.54 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option Plan (right to buy) | Acquisiton | 2012-04-11 | 350 | $0.00 | 350 | $1.60 |
| Common Stock | Employee Stock Option Plan (right to buy) | Acquisiton | 2012-04-11 | 750 | $0.00 | 750 | $1.60 |
| Common Stock | Employee Stock Option Plan (right to buy) | Acquisiton | 2012-04-11 | 1,350 | $0.00 | 1,350 | $0.64 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 350 | 2012-10-22 | No | 4 | M | Direct | |
| 750 | 2012-10-22 | No | 4 | M | Direct | |
| 1,350 | 2015-05-27 | No | 4 | M | Direct |
Footnotes
- This sale of common stock was effected pursuant to a Rule 10b5-1 sales plan adopted by the reporting person March 8, 2012.
- Reporting person understakes to provide upon request by the Securirites and Exchange Commission, the issuer or a securityholder of the issuer detailed information regarding the price and number of shares sold with the range indicated.
- Represents weighted average sale price. Actual sale prices ranged from $5.47 to $5.60.
- This option became exerciable as to 1/48th of the shares each full month as of 09/01/2002. The full vest date was 09/01/2006.
- This option became exerciable as to 100% of the shares on 12/31/2002.
- This option became exerciable as to 1/48th of the shares each full month as 1/1/2005.
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