Filing Details
- Accession Number:
- 0001209191-12-022854
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-04-12 13:04:27
- Reporting Period:
- 2012-04-11
- Filing Date:
- 2012-04-12
- Accepted Time:
- 2012-04-12 13:04:27
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
876343 | Biotime Inc | BTX | Biological Products, (No Disgnostic Substances) (2836) | 943127919 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1255789 | E Abraham Cohen | 444 Madison Ave New York NY 10022 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares, No Par Value | Acquisiton | 2012-04-11 | 10,000 | $4.12 | 10,000 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Shares | Option to Purchase Common Shares | $5.13 | 2016-06-30 | 20,000 | 20,000 | Direct | |
Common Shares | Option to Purchase Common Shares | $5.45 | 2015-08-09 | 20,000 | 20,000 | Direct | |
Common Shares | Option to Purchase Common Shares | $2.30 | 2014-07-01 | 20,000 | 20,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2016-06-30 | 20,000 | 20,000 | Direct |
2015-08-09 | 20,000 | 20,000 | Direct |
2014-07-01 | 20,000 | 20,000 | Direct |
Footnotes
- Does not include shares that may be acquired upon the exercise of certain stock options.
- 5,000 options became exercisable on September 30, 2011; December 31, 2011; and March 31, 2012. The remaining 5,000 options will become exercisable on June 30, 2012 based upon continued service on the board of directors.
- 5,000 options became exercisable on September 30, 2010; December 31, 2010; March 31, 2011; and June 30, 2011.
- 5,000 options became exercisable on September 30, 2009; December 31, 2009; March 31, 2010; and June 30, 2010.