Filing Details
- Accession Number:
- 0001071405-12-000043
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-04-10 17:06:47
- Reporting Period:
- 2012-04-05
- Filing Date:
- 2012-04-10
- Accepted Time:
- 2012-04-10 17:06:47
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1156041 | Houston American Energy Corp | HUSA | Crude Petroleum & Natural Gas (1311) | 760675953 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1071405 | Lee Orrie Tawes | Northeast Securities, Inc. 100 Wall Street, 8Th Floor New York NY 10005 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2012-04-05 | 81,900 | $4.39 | 2,992,851 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-04-09 | 62,500 | $4.15 | 2,930,351 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-04-10 | 87,400 | $3.75 | 2,842,951 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 119,034 | Indirect | By spouse |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | $2.00 | 2006-02-12 | 2015-08-12 | 20,000 | 20,000 | Direct |
| Common Stock | Stock Option (Right to Buy) | $5.45 | 2007-11-21 | 2017-05-21 | 10,000 | 10,000 | Direct |
| Common Stock | Stock Option (Right to Buy) | $7.20 | 2008-12-02 | 2018-06-02 | 3,333 | 3,333 | Direct |
| Common Stock | Stock Option (Right to Buy) | $2.05 | 2009-12-09 | 2019-06-09 | 3,333 | 3,333 | Direct |
| Common Stock | Stock Option (Right to Buy) | $14.08 | 2010-12-15 | 2020-06-15 | 25,000 | 25,000 | Direct |
| Common Stock | Stock Option (Right to Buy) | $16.07 | 2011-12-13 | 2011-06-13 | 25,000 | 25,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2015-08-12 | 20,000 | 20,000 | Direct |
| 2017-05-21 | 10,000 | 10,000 | Direct |
| 2018-06-02 | 3,333 | 3,333 | Direct |
| 2019-06-09 | 3,333 | 3,333 | Direct |
| 2020-06-15 | 25,000 | 25,000 | Direct |
| 2011-06-13 | 25,000 | 25,000 | Direct |
Footnotes
- Pledged shares sold pursuant to margin requirements of lender.
Billionaire Hedge Funds
