Filing Details
- Accession Number:
- 0001454924-12-000006
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-04-06 16:10:15
- Reporting Period:
- 2009-11-20
- Filing Date:
- 2012-04-06
- Accepted Time:
- 2012-04-06 16:10:15
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 92679 | Sparton Corp | SPA | Printed Circuit Boards (3672) | 381054690 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1475983 | M. Steven Korwin | 425 North Martingale Road Suite 2050 Schaumburg IL 60173-2213 | Systems | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-04-04 | 340 | $5.00 | 37,024 | No | 4 | P | Direct | |
| Common Stock | Disposition | 2012-04-04 | 340 | $10.00 | 36,684 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-04-05 | 1,506 | $5.00 | 38,190 | No | 4 | P | Direct | |
| Common Stock | Disposition | 2012-04-05 | 1,506 | $10.00 | 36,684 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | S | Direct | |
| No | 4 | P | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2012-04-04 | 340 | $0.00 | 340 | $5.00 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2012-04-05 | 1,506 | $0.00 | 1,506 | $5.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 12,160 | 2009-11-20 | 2012-11-20 | No | 4 | M | Direct |
| 10,654 | 2009-11-20 | 2012-11-20 | No | 4 | M | Direct |
Footnotes
- The shares were acquired pursuant to the exercise of options set to expire on November 20, 2012.
- The shares were sold in partial payment of: (i) the exercise price for options issued to reporting person set to expire on November 20, 2012 and (ii) tax withholding obligations related to the exercise of the option and subsequent sale of the shares.
Billionaire Hedge Funds
