Filing Details
- Accession Number:
- 0000921895-12-000708
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-04-05 18:54:58
- Reporting Period:
- 2012-04-04
- Filing Date:
- 2012-04-05
- Accepted Time:
- 2012-04-05 18:54:58
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1372664 | Comverge Inc. | COMV | Auto Controls For Regulating Residential & Comml Environments (3822) | 223543611 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1205885 | C William Martin | Ten Princeton Avenue Rocky Hill NJ 08553 | No | No | Yes | No | |
1360436 | Raging Capital Fund, Lp | Ten Princeton Avenue Rocky Hill NJ 08553 | No | No | No | Yes | |
1444376 | Raging Capital Management, Llc | Ten Princeton Avenue Rocky Hill NJ 08553 | No | No | Yes | No | |
1467569 | Raging Capital Fund (Qp), Lp | Ten Princeton Avenue Rocky Hill NJ 08553 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.001 | Acquisiton | 2012-04-04 | 136,268 | $1.76 | 2,338,501 | No | 4 | P | Indirect | By Raging Capital Fund (QP), LP |
Common Stock, Par Value $0.001 | Acquisiton | 2012-04-05 | 15,544 | $1.76 | 2,354,045 | No | 4 | P | Indirect | By Raging Capital Fund (QP), LP |
Common Stock, Par Value $0.001 | Acquisiton | 2012-04-04 | 65,437 | $1.76 | 1,128,615 | No | 4 | P | Indirect | By Raging Capital Fund, LP |
Common Stock, Par Value $0.001 | Acquisiton | 2012-04-05 | 7,456 | $1.76 | 1,136,071 | No | 4 | P | Indirect | By Raging Capital Fund, LP |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Raging Capital Fund (QP), LP |
No | 4 | P | Indirect | By Raging Capital Fund (QP), LP |
No | 4 | P | Indirect | By Raging Capital Fund, LP |
No | 4 | P | Indirect | By Raging Capital Fund, LP |
Footnotes
- This Form 4 is filed jointly by Raging Capital Fund, LP ("Raging Capital Fund"), Raging Capital Fund (QP), LP ("Raging Capital Fund QP"), Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein.
- Represents shares of Common Stock owned directly by Raging Capital Fund QP. As the general partner of Raging Capital Fund QP, Raging Capital may be deemed to beneficially own the shares of Common Stock owned directly by Raging Capital Fund QP. As the managing member of Raging Capital, Mr. Martin may be deemed to beneficially own the shares of Common Stock owned directly by Raging Capital Fund QP.
- Represents shares of Common Stock owned directly by Raging Capital Fund. As the general partner of Raging Capital Fund, Raging Capital may be deemed to beneficially own the shares of Common Stock owned directly by Raging Capital Fund. As the managing member of Raging Capital, Mr. Martin may be deemed to beneficially own the shares of Common Stock owned directly by Raging Capital Fund.