Filing Details

Accession Number:
0000921895-12-000708
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-04-05 18:54:58
Reporting Period:
2012-04-04
Filing Date:
2012-04-05
Accepted Time:
2012-04-05 18:54:58
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1372664 Comverge Inc. COMV Auto Controls For Regulating Residential & Comml Environments (3822) 223543611
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1205885 C William Martin Ten Princeton Avenue
Rocky Hill NJ 08553
No No Yes No
1360436 Raging Capital Fund, Lp Ten Princeton Avenue
Rocky Hill NJ 08553
No No No Yes
1444376 Raging Capital Management, Llc Ten Princeton Avenue
Rocky Hill NJ 08553
No No Yes No
1467569 Raging Capital Fund (Qp), Lp Ten Princeton Avenue
Rocky Hill NJ 08553
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.001 Acquisiton 2012-04-04 136,268 $1.76 2,338,501 No 4 P Indirect By Raging Capital Fund (QP), LP
Common Stock, Par Value $0.001 Acquisiton 2012-04-05 15,544 $1.76 2,354,045 No 4 P Indirect By Raging Capital Fund (QP), LP
Common Stock, Par Value $0.001 Acquisiton 2012-04-04 65,437 $1.76 1,128,615 No 4 P Indirect By Raging Capital Fund, LP
Common Stock, Par Value $0.001 Acquisiton 2012-04-05 7,456 $1.76 1,136,071 No 4 P Indirect By Raging Capital Fund, LP
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Raging Capital Fund (QP), LP
No 4 P Indirect By Raging Capital Fund (QP), LP
No 4 P Indirect By Raging Capital Fund, LP
No 4 P Indirect By Raging Capital Fund, LP
Footnotes
  1. This Form 4 is filed jointly by Raging Capital Fund, LP ("Raging Capital Fund"), Raging Capital Fund (QP), LP ("Raging Capital Fund QP"), Raging Capital Management, LLC ("Raging Capital") and William C. Martin (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein.
  2. Represents shares of Common Stock owned directly by Raging Capital Fund QP. As the general partner of Raging Capital Fund QP, Raging Capital may be deemed to beneficially own the shares of Common Stock owned directly by Raging Capital Fund QP. As the managing member of Raging Capital, Mr. Martin may be deemed to beneficially own the shares of Common Stock owned directly by Raging Capital Fund QP.
  3. Represents shares of Common Stock owned directly by Raging Capital Fund. As the general partner of Raging Capital Fund, Raging Capital may be deemed to beneficially own the shares of Common Stock owned directly by Raging Capital Fund. As the managing member of Raging Capital, Mr. Martin may be deemed to beneficially own the shares of Common Stock owned directly by Raging Capital Fund.