Filing Details
- Accession Number:
- 0001209191-12-022199
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-04-04 21:27:03
- Reporting Period:
- 2011-05-12
- Filing Date:
- 2012-04-04
- Accepted Time:
- 2012-04-04 21:27:03
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1124827 | Uti Worldwide Inc | UTIW | Arrangement Of Transportation Of Freight & Cargo (4731) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1238783 | R Lawrence Samuels | C/O Uti, Services, Inc. 100 Oceangate, Suite 1500 Long Beach CA 90802 | See Remarks | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Ordinary Shares, No Par Value | Disposition | 2011-05-12 | 2,062 | $22.85 | 72,479 | No | 4 | F | Direct | |
Ordinary Shares, No Par Value | Acquisiton | 2012-04-02 | 65,000 | $6.34 | 137,479 | No | 4 | M | Direct | |
Ordinary Shares, No Par Value | Disposition | 2012-04-02 | 45,000 | $17.21 | 92,479 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Ordinary Shares, No Par Value | Employee Stock Option (right to buy) | Disposition | 2012-04-02 | 65,000 | $0.00 | 65,000 | $6.34 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2012-06-05 | No | 4 | M | Direct |
Footnotes
- The Reporting Person has exercised the option prior to the option expiration date of June 5, 2012.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.16 to $17.27, inclusive. The Reporting Person hereby undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exhange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- The option vested in four equal installments on June 5, 2003, June 5, 2004, June 5, 2005 and June 5, 2006.